05 April 2022
Sir Can you kindly clarify whether the company engaged in stock broking services required to file form 61A for reporting of sale and purchase of securities. Will it come under reporting entity to file the same? Kindly clarify.
05 April 2022
The recognised stock exchange referred to in clause (f) of section 2 of the Securities Contracts (Regulation) Act, 1956 is required to file.
05 April 2022
Sir received a notice to furnish acknowledgments of form 61A.(reg sft 017-purchase and sale of listing securities) to a company which used to provide stock broking services?can you kindly advise is there any such requirement? Thanks in Advance.
05 April 2022
Repoting required on Capital gains on transfer of listed securities or units of Mutual Funds By the following entries: Recognised Stock Exchange; Depository as defined in section 2(1)(e) of Depositories Act, 1996; Recognised Clearing Corporation; Registrar to an issue and share transfer agent registered under section 12(1) of the SEBI Act, 1992.
05 April 2022
Only main brokers registered with SEBI may required to submit. Sub brokers may not be required to submit it. Check it with other brokers.