Can a CA not holding "Certificate of Practice" become mutual fund distributor in India
This query is : Resolved
28 December 2023
a) Can a chartered accountant not holding "Certificate of Practice" become a certified distributor for mutual funds.
b)Whether code of conduct of ICAI allows it or not
c)whether any permission should be obtained from ICAI for becoming a mutual fund distributor.
d) Can CA not holding "certificate of practice" become a partner in Mutual fund distributor LLP in India
b)Whether code of conduct of ICAI allows it or not
c)whether any permission should be obtained from ICAI for becoming a mutual fund distributor.
d) Can CA not holding "certificate of practice" become a partner in Mutual fund distributor LLP in India
28 December 2023
a) yes.
b) Since not holding COP it's allowed.
c) No.
d) yes.
b) Since not holding COP it's allowed.
c) No.
d) yes.
28 December 2023
Thanks so much sir.
In relation to query above I have one more Query
Can CA not holding "certificate of practice" who is a partner in Mutual fund distributor LLP
a) actively participate in soliciting or advising clients
b) actively engaging in sales or distribution of financial products
c) actively engage in financial advice on mutual funds
In relation to query above I have one more Query
Can CA not holding "certificate of practice" who is a partner in Mutual fund distributor LLP
a) actively participate in soliciting or advising clients
b) actively engaging in sales or distribution of financial products
c) actively engage in financial advice on mutual funds
28 December 2023
Yes, no problem.....
......
......
14 January 2024
You can also check The Securities and Exchange Board of India for any certification / registrations needed for above
You need to be the querist or approved CAclub expert to take part in this query .
Click here to login now
Click here to login now
Similar Resolved Queries
Unanswered Queries
- Is this income indian or foreign income?
- 15ca /15cb whose income tax login? remitter or nri seller's login?
- GST on export of services and Input Credit
- ITC temporary reversal and reclaim
- RCM applicability on Rent Paid by Registered Person to Unregistered Landlord for Residental Building
- TDS U/S. 194NF
- Regarding Documentation & Compliances for Opening of Unit of Pvt Ltd.
- Inventory of finished goods
- Applicable TDS rate for sale of property in Nov 2024
- GST ON EXPORT COMMISSION
- Credit profit and loss account in case of bonus share received
- How to determine cost of acquisition of shares on De-merger or Merger
- LAST YEAR 2022-23 ITC IN NEXT YEAR 2023-24 REPORITNG IN GSTR-9
- MIS MATCH OF INVOICE NUMBER
- IGST Credit-Show cause notice issued-confusion
- Issue of gst e invoice
- How to adjusted advances given or receipt
- Foreign vendor without PAN unable to to register due to non receipt of OTP on foreign number ?
- 133(6) DIN INVALID format error - ->WHERE TO REPLY 133(6) notice?
- Query for dubts
Trending Online Classes
CAclubindia
