Merchant banking
This query is : Resolved
Dharmendra Kumar Jha
(Querist)
29 January 2014
categories of merchant bankers
Hemant Kumar
(Expert)
30 January 2014
a) Category I, that is—
(i) to carry on any activity of the issue management, which will, inter alia,
consist of preparation of prospectus and other information relating to the
issue, determining financial structure, tie up of financiers and final allotment
and refund of the subscriptions; and
(ii) to act as adviser, consultant, manager, underwriter, portfolio manager;
(b) Category II, that is to act as adviser, consultant, co-manager, underwriter,
portfolio manager;
(c) Category III, that is to act as underwriter, adviser, consultant to an issue;
(d) Category IV, that is to act only as adviser or consultant to an issue.
(i) to carry on any activity of the issue management, which will, inter alia,
consist of preparation of prospectus and other information relating to the
issue, determining financial structure, tie up of financiers and final allotment
and refund of the subscriptions; and
(ii) to act as adviser, consultant, manager, underwriter, portfolio manager;
(b) Category II, that is to act as adviser, consultant, co-manager, underwriter,
portfolio manager;
(c) Category III, that is to act as underwriter, adviser, consultant to an issue;
(d) Category IV, that is to act only as adviser or consultant to an issue.
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