Industrial Training

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Querist : Anonymous

Querist : Anonymous (Querist)

09 April 2011 can any CA say no to Article for Industrial Training? if yes on what grounds?

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Guest (Expert)

09 April 2011 No. a CA cannot say no to Industrial training provided the article trainee has informed him atleast 3 months before

Querist : Anonymous

Querist : Anonymous (Querist)

09 April 2011 but if not informed atleast 3 months before as hadn't decided about it.. so now what to do?

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Asha Kanta Sharma

Asha Kanta Sharma

(Expert)
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01 August 2024 Yes, a Chartered Accountant (CA) principal can say no to an article assistant's request for industrial training, but there are specific considerations and guidelines to be aware of:

### **Grounds on Which a CA Principal Can Refuse Industrial Training:**

1. **Contractual or Institutional Guidelines:**
- **Non-compliance with ICAI Regulations:** If the request does not comply with ICAI regulations, such as not adhering to the required notice period, the principal may refuse.
- **Incomplete Documentation:** If the necessary forms or documentation are not properly completed or submitted.

2. **Operational or Practical Constraints:**
- **Lack of Notice:** If the principal was not given the required notice (typically three months) before the end of the articleship period, they may refuse.
- **Business Needs:** If the principal’s firm is in a critical period and cannot afford to release the article assistant for industrial training.

3. **Performance or Professional Concerns:**
- **Performance Issues:** If the principal feels that the article assistant has not performed up to expectations or has not met the required criteria for industrial training.
- **Training and Development:** If the principal believes that continuing in the current firm will be more beneficial for the article assistant’s development.

### **Steps to Take if Not Informed in Advance:**

1. **Immediate Communication:**
- **Discuss with Principal:** Have a candid discussion with your current principal explaining your situation, and why you need industrial training.
- **Provide Reasons:** Clearly outline your reasons for wanting to switch and how it aligns with your career goals.

2. **Submit Required Documents:**
- **Formal Request:** Submit a formal request for industrial training along with all required forms (Form 109, Form 104, etc.) and documentation to both your current principal and ICAI.
- **Recommendation Letter:** Ensure that the recommendation letter from your current principal is provided, if required.

3. **Seek ICAI Assistance:**
- **ICAI Helpdesk:** Contact the ICAI regional office or helpdesk to explain your situation. They may provide guidance or intervene if necessary.
- **Document Submission:** Submit a letter explaining your situation to ICAI and request assistance.

4. **Prepare for Alternatives:**
- **Explore Other Options:** If the request for industrial training is not granted, consider exploring other opportunities within your current firm or other firms that might offer the experience you're looking for.

5. **Legal or Professional Advice:**
- **Consult a Professional:** If there are significant issues or disagreements, consulting with a professional or legal advisor specializing in CA regulations might be beneficial.

### **Summary:**

- **Principal’s Refusal:** A CA principal can refuse a request for industrial training based on compliance with ICAI regulations, operational constraints, or performance issues.
- **Immediate Action:** Communicate with your principal as soon as possible, submit necessary documentation, and seek ICAI’s assistance if needed.
- **Alternatives:** Be prepared to explore other training opportunities or options within your current firm if the request for industrial training is not feasible.

Addressing the situation promptly and professionally will help you navigate the transition smoothly and find the best path forward for your career development.

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