Incorporation of llp with object of stock broking

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Ashish Thakur (Querist)
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18 January 2017 Dear all,

I have to incorporate a LLP with the object of Stock Broking,

1. whether inprinciple approval need to be taken with the SEBI?

2. What is the procedure to get in principle approval from SEBI?

Thanks

c.bakshi

c.bakshi (Expert)
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22 January 2017 you have to get yourself registered with SEBI ACT, 1992 as per Stock broker and sub-broker regulations, 1992. its a lengthy process & lots of investment with sound infrastructure is required

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