Easy Office
LCI Learning

Can a broker trade in stocks?

This query is : Resolved 
Profile Image

Profile Image

(Querist)
19 May 2011 Hi
I wan't to whethwer a broker can trade in securities listed on stock exchange.
If yes, what are the condition he shall fulfill.
Profile Image

CA Sumat Singhal

Profile Image

CA Sumat Singhal (Expert)
12 July 2011 yes, broker as well can trade in securities listed on stock exchange either personally or for his clients name, but should clearly mentioned. There is no bar in trading by broker under SCRA and relevant regulations.

You need to be the querist or approved CAclub expert to take part in this query .
Click here to login now

CAclubindia's WhatsApp Groups Link


Similar Resolved Queries


loading


Unanswered Queries



Live Budget News and Updates

Trending Online Classes

view all classess
Let's Talk Money: You've Worked Hard for It, Now Make It Work for You
Click here for more bestsellers


Answer Query



Quick Links