BSE Compliances for Brokers?
This query is : Resolved
03 September 2007
The NSE website has a compliance questionnaire for the Brokers registered with NSE. However, the BSE site doesnt have any such list. What are the compliances to be done by a broker on BSE? How can i find out the complete list of compliances?
03 September 2007
Refer the sebi guidelines for the compliance list for the brokers
18 November 2007
SEBI Guidelines.
SEBI Manual is available.
If CD is available then I will post in Files.
Good Luck.
SEBI Manual is available.
If CD is available then I will post in Files.
Good Luck.
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