23 August 2007
The NSE website has a compliance questionnaire for the Brokers registered with NSE. However, the BSE site doesnt have any such list. What are the compliances to be done by a broker on BSE? How can i find out the complete list of compliances?
BSe also has compliance on brokers. The text of complaince will be available in the BSE publicatons department and if you are interested in depth reading link it with SEBI AND BSE.
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