Auditor report on software testing

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seema wadhwa (Querist)
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20 December 2013 I HAVE GOT AUDIT FROM BROKER REGARDING AUDITOR REPORT ON SOFTWARE TESTING WHICH IS MANDATORY AS PER SEBI GUIDELINES IT IS MY FIRST ASSIGNMENT WHAT SHOULD I CHECK WHILE DOING THIS CERTIFICATION

C.A. Mayur J. Raiyani

C.A. Mayur J. Raiyani (Expert)
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24 December 2013 Congos..
Firstly, if volume of transactions are very high then take samples of proof and check into system (Bottom up approach) and select sample transaction and ask for relevant proof (top down approach).
Secondly, pass fake transaction to let u know that whether system traces or not.
Check that system has exception report facility. Check password policy. Infrastructure relating to system.