internal audit report submission date of brokers
This query is : Resolved
20 April 2009
what is the submission date of internal audit of all brokers to the exchange(nse, bse)
21 April 2009
Internal auditor would submit the audit report to the Proprietor/Partners/Board of respective trading/clearing member who would place the report before its Board of Directors/proprietor/partners and shall forward the same along with para-wise/point wise comments to respective stock exchanges within 3 months from the end of the relevant half year audit period. The audit report may be combined across segments and activity (trading/clearing) for respective Exchanges.
03 May 2009
Agree with Mr. Manmohan.
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