Shares & Stock Notification & Circulars
Introduction of UPI mechanism and Application through Online interface and Streamlining the process of Public issues of securities
Notification No#SEBI/HO/DDHS/CIR/P/2020/233 23 November 2020Securities and Exchange Broad of India CIRCULAR SEBI/HO/DDHS/CIR/P/2020/233 November 23, 2020 To Recognised Stock Exchanges Registered Depositories National Payments Corporation of India Registered Depository Participants, Stock brokers, Merchant Bankers, Registrars to an Issue an..
Non-compliance with provisions related to continuous disclosures
Notification No#SEBI/HO/DDHS/DDHS/CIR/P/2020/231 13 November 2020Securities and Exchange Board of India CIRCULAR SEBI/HO/DDHS/DDHS/CIR/P/2020/231 November 13, 2020 To, All Recognized Stock Exchanges All Depositories All issuers of listed Non-Convertible Debt Securities and/or Non-Convertible Redeemable Preference Shares All Issuers of l..
Norms regarding holding of liquid assets in open ended debt schemes & stress testing of open ended debt schemes
Notification No#SEBI/HO/IMD/DF3/CIR/P/2020/229 06 November 2020Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/DF3/CIR/P/2020/229 November 06, 2020 All Mutual Funds/ Asset Management Companies (AMCs)/ Trustee Companies/Boards of Trustees of Mutual Funds/ Association of Mutual Funds in India (AMFI) Sir/ Madam, Subject: Norms rega..
Introduction of “Flexi Cap Fund” as a new category under Equity Schemes
Notification No#SEBI/HO/IMD/DF3/CIR/P/2020/228 06 November 2020CIRCULAR SEBI/HO/IMD/DF3/CIR/P/2020/228 November 06, 2020 All Mutual Funds (MFs)/ Asset Management Companies (AMCs)/ Trustee Companies/ Board of Trustees of Mutual Funds/ Association of Mutual Funds in India (AMFI) Sir / Madam, Subject: Introduction of “F..
Investor Grievance Redressal Mechanism
Notification No#SEBI/HO/MIRSD/DOC/CIR/P/2020/226 06 November 2020Securities and Exchange Board of India SEBI/HO/MIRSD/DOC/CIR/P/2020/226 November 06, 2020 To, The Managing Director/Executive Director, All Stock Exchanges Dear Madam/Sir, Subject: Investor Grievance Redressal Mechanism 1. In order to further strengthen the Investor Grievance R..
Outsourcing of activities, Business Continuity Plan (BCP) and Disaster Recovery (DR) and Cyber Security and Cyber Resilience framework – Limited Purpose Clearing Corporation (LPCC)
Notification No#SEBI/HO/MRD2/DCAP/CIR/P/227 06 November 2020Securities and Exchange Board of India CIRCULAR SEBI/HO/MRD2/DCAP/CIR/P/227 November 06, 2020 To, All Recognized Stock Exchanges All Recognized Clearing Corporations Dear Sir / Madam, Sub: Outsourcing of activities, Business Continuity Plan (BCP) and Disaster Recovery (DR) and ..
Circular on Enhancement of Overseas Investment limits for Mutual Funds
Notification No#SEBI/HO/IMD/DF3/CIR/P/2020/225 05 November 2020Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/DF3/CIR/P/2020/225 November 05, 2020 All Mutual Funds (MFs)/ Asset Management Companies (AMCs)/ Trustee Companies/ Board of Trustees of Mutual Funds/ Association of Mutual Funds in India (AMFI) Sir/Madam, Sub: Enh..
Guidelines for rights issue of units by an unlisted Infrastructure Investment Trust (InvIT)
Notification No#SEBI/HO/DDHS/DDHS/CIR/P/2020/223 04 November 2020Securities and Exchange Board of India CIRCULAR SEBI/HO/DDHS/DDHS/CIR/P/2020/223 November 04, 2020 To, All Infrastructure Investment Trusts (“InvITs”) All Parties to InvITs Madam/Sir, Sub: Guidelines for rights issue of units by an unlisted Infrastructure Investment T..
Creation of Security in issuance of listed debt securities and �due diligence� by debenture trustee(s)
Notification No#SEBI/HO/MIRSD/CRADT/CIR/P/2020/218 03 November 2020Securities and Exchange Board of India SEBI/HO/MIRSD/CRADT/CIR/P/2020/218 November 03, 2020 To, All issuers who propose to list their debt securities All Recognized Stock Exchanges All Debenture Trustees registered with SEBI Dear Sir/ Madam, Sub: Creation of Security in issuance ..
Schemes of Arrangement by Listed Entities and (ii) Relaxation under Sub-rule (7) of Rule 19 of the Securities Contracts (Regulation) Rules, 1957
Notification No#SEBI/HO/CFD/DIL1/CIR/P/2020/215 03 November 2020CIRCULAR SEBI/HO/CFD/DIL1/CIR/P/2020/215 November 3, 2020 To All Listed Entities who have listed their equity and convertibles All the Nationwide Stock Exchanges Dear Sir/Madam, Sub: Schemes of Arrangement by Listed Entities and (ii) Relaxation under Sub-rule (7) of Rule 19 of t..
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