Investments & Personal Finance Notification & Circulars

SEBI (Listing Obligations and Disclosure Requirements) (Amendment) Regulations, 2021

Notification No#SEBI/LAD-NRO/GN/2021/02 08 January 2021

SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 8thJanuary, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) (AMENDMENT) REGULATIONS, 2021 No. SEBI/LAD-NRO/GN/2021/02.- In exercise of the powers conferred bysection 11, sub-s..

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SEBI (Alternative Investment Funds) ( Amendment) Regulations, 2021

Notification No#SEBI/LAD-NRO/GN/2021/01 08 January 2021

SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 8th, January, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (ALTERNATIVE INVESTMENT FUNDS) (AMENDMENT) REGULATIONS, 2021 No. SEBI/LAD-NRO/GN/2021/01. - In exercise of the powers conferred by sub-section (1) of Section 30 ..

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SEBI (Issue of Capital and Disclosure Requirements) (Amendment) Regulations, 2021

Notification No#SEBI/LAD-NRO/GN/2021/03 08 January 2021

SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 8th January, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (ISSUE OF CAPITAL AND DISCLOSURE REQUIREMENTS) (AMENDMENT) REGULATIONS, 2021 No. SEBI/LAD-NRO/GN/2021/03.- In exercise of the powers conferred under section 30 of..

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Amendment to Regulation 20(6) of SEBI (AIF) Regulations, 2012

Notification No#SEBI/HO/IMD/DF6/CIR/P/2021/004 08 January 2021

CIRCULAR SEBI/HO/IMD/DF6/CIR/P/2021/004 January 08,2021 To, All Alternative Investment Funds(AIFs) Sir/ Madam, Sub: Amendment to Regulation 20(6) of SEBI (AIF) Regulations, 2012 1.In terms of the amendment to SEBI (Alternative Investment &nbs..

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Transfer of excess contribution made by Stock Exchanges from Core SGF of one Clearing Corporation to the Core SGF of another Clearing Corporation

Notification No#SEBI/HO/MRD2/DCAP/CIR/P/2021/03 08 January 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/MRD2/DCAP/CIR/P/2021/03 January 08, 2021 All recognized Stock Exchanges and Clearing Corporations Sub: Transfer of excess contribution made by Stock Exchanges from Core SGF of one Clearing Corporation to the Core SGF of another C..

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SEBI Refund of security deposit

Notification No#SEBI/HO/MIRSD/FCR/CIR/P/2021/01 06 January 2021

Securities and Exchange Board of India SEBI/HO/MIRSD/FCR/CIR/P/2021/01 January 06, 2021 To, The Managing Director/Executive Director, All Stock Exchanges Dear Madam/Sir, Subject: Refund of security deposit 1. This is with reference to the letter MRD/DSA/OW/14347/4/2019 dat..

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Circular on Mutual Funds

Notification No#SEBI/HO/IMD/DF2/CIR/P/2020/253 31 December 2020

Securities Exchange Broad of India CIRCULAR SEBI/HO/IMD/DF2/CIR/P/2020/253 December 31, 2020 All Mutual Funds (MFs)/ Asset Management Companies (AMCs)/ Trustee Companies/ Boards of Trustees of Mutual Funds/ Association of Mutual Funds in India (AMFI) Sir / Madam, Subject: ..

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SEBI - Procedural Guidelines for Proxy Advisors

Notification No#SEBI/HO/IMD/DF1/CIR/P/2020/256 31 December 2020

Securities Exchange Broad of India CIRCULAR SEBI/HO/IMD/DF1/CIR/P/2020/256 December 31, 2020 All SEBI registered Proxy Advisors Sir / Madam Subject: Procedural Guidelines for Proxy Advisors 1. In partial modification to SEBI Circular No. SEBI/HO/IMD/DF1/CIR/P/2020/147 dated..

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Master Circular on (i) Scheme of Arrangement by Listed Entities and (ii) Relaxation under Sub-rule (7) of rule 19 of the Securities Contracts (Regulation) Rules, 1957

Notification No#SEBI/HO/CFD/DIL1/CIR/P/2020/249 22 December 2020

Securities and Exchange Board of India MASTER CIRCULAR SEBI/HO/CFD/DIL1/CIR/P/2020/249 December 22, 2020 To, All listed entities All the recognized Stock Exchanges Dear Sir / Madam, Master Circular on (i) Scheme of Arrangement by Listed Entities and (ii) Relaxation under Sub-ru..

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