Easy Office
Easy Office

Shares & Stock Notification & Circulars


Introduction of UPI mechanism and Application through Online interface and Streamlining the process of Public issues of securities

 Notification No#SEBI/HO/DDHS/CIR/P/2020/233     23 November 2020

Securities and Exchange Broad of India CIRCULAR SEBI/HO/DDHS/CIR/P/2020/233 November 23, 2020 To Recognised Stock Exchanges Registered Depositories National Payments Corporation of India Registered Depository Participants, Stock brokers, Merchant Bankers, Registrars to an Issue an..

Posted in Shares & Stock

Non-compliance with provisions related to continuous disclosures

 Notification No#SEBI/HO/DDHS/DDHS/CIR/P/2020/231     13 November 2020

Securities and Exchange Board of India CIRCULAR SEBI/HO/DDHS/DDHS/CIR/P/2020/231 November 13, 2020 To, All Recognized Stock Exchanges All Depositories All issuers of listed Non-Convertible Debt Securities and/or Non-Convertible Redeemable Preference Shares All Issuers of l..

Posted in Shares & Stock

Norms regarding holding of liquid assets in open ended debt schemes & stress testing of open ended debt schemes

 Notification No#SEBI/HO/IMD/DF3/CIR/P/2020/229     06 November 2020

Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/DF3/CIR/P/2020/229 November 06, 2020 All Mutual Funds/ Asset Management Companies (AMCs)/ Trustee Companies/Boards of Trustees of Mutual Funds/ Association of Mutual Funds in India (AMFI) Sir/ Madam, Subject: Norms rega..

Posted in Shares & Stock

Introduction of “Flexi Cap Fund” as a new category under Equity Schemes

 Notification No#SEBI/HO/IMD/DF3/CIR/P/2020/228     06 November 2020

CIRCULAR SEBI/HO/IMD/DF3/CIR/P/2020/228 November 06, 2020   All Mutual Funds (MFs)/ Asset Management Companies (AMCs)/ Trustee Companies/ Board of Trustees of Mutual Funds/ Association of Mutual Funds in India (AMFI) Sir / Madam, Subject: Introduction of “F..

Posted in Shares & Stock

Investor Grievance Redressal Mechanism

 Notification No#SEBI/HO/MIRSD/DOC/CIR/P/2020/226     06 November 2020

Securities and Exchange Board of India SEBI/HO/MIRSD/DOC/CIR/P/2020/226 November 06, 2020 To, The Managing Director/Executive Director, All Stock Exchanges Dear Madam/Sir, Subject: Investor Grievance Redressal Mechanism 1. In order to further strengthen the Investor Grievance R..

Posted in Shares & Stock

Outsourcing of activities, Business Continuity Plan (BCP) and Disaster Recovery (DR) and Cyber Security and Cyber Resilience framework – Limited Purpose Clearing Corporation (LPCC)

 Notification No#SEBI/HO/MRD2/DCAP/CIR/P/227     06 November 2020

Securities and Exchange Board of India CIRCULAR SEBI/HO/MRD2/DCAP/CIR/P/227 November 06, 2020 To, All Recognized Stock Exchanges All Recognized Clearing Corporations Dear Sir / Madam, Sub: Outsourcing of activities, Business Continuity Plan (BCP) and Disaster Recovery (DR) and ..

Posted in Shares & Stock

Circular on Enhancement of Overseas Investment limits for Mutual Funds

 Notification No#SEBI/HO/IMD/DF3/CIR/P/2020/225     05 November 2020

 Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/DF3/CIR/P/2020/225 November 05, 2020 All Mutual Funds (MFs)/ Asset Management Companies (AMCs)/ Trustee Companies/ Board of Trustees of Mutual Funds/ Association of Mutual Funds in India (AMFI) Sir/Madam, Sub: Enh..

Posted in Shares & Stock

Guidelines for rights issue of units by an unlisted Infrastructure Investment Trust (InvIT)

 Notification No#SEBI/HO/DDHS/DDHS/CIR/P/2020/223     04 November 2020

Securities and Exchange Board of India CIRCULAR SEBI/HO/DDHS/DDHS/CIR/P/2020/223 November 04, 2020 To, All Infrastructure Investment Trusts (“InvITs”) All Parties to InvITs Madam/Sir, Sub: Guidelines for rights issue of units by an unlisted Infrastructure Investment T..

Posted in Shares & Stock

Advisory for Financial Sector Organizations regarding Software as a Service (SaaS) based solutions

 Notification No#SEBI/HO/MIRSD2/DOR/CIR/P/2020/221     03 November 2020

Securities and Exchange Broad of India CIRCULAR SEBI/HO/MIRSD2/DOR/CIR/P/2020/221 November 03, 2020 All Stock Brokers through exchanges All Depository Participants through Depositories All Merchant Bankers All Registrar to an Issue and Share Transfer Agent All Debenture Trustee All ..

Posted in Shares & Stock

Creation of Security in issuance of listed debt securities and �due diligence� by debenture trustee(s)

 Notification No#SEBI/HO/MIRSD/CRADT/CIR/P/2020/218     03 November 2020

Securities and Exchange Board of India SEBI/HO/MIRSD/CRADT/CIR/P/2020/218 November 03, 2020 To, All issuers who propose to list their debt securities All Recognized Stock Exchanges All Debenture Trustees registered with SEBI Dear Sir/ Madam, Sub: Creation of Security in issuance ..

Posted in Shares & Stock