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Shares & Stock Notification & Circulars


AML or CFT Guidelines Amendment for Securities Intermediaries

 Notification No#SEBI/HO/MIRSD/SEC-FATF/P/CIR/2023/0170     13 October 2023

CIRCULAR SEBI/HO/MIRSD/SEC-FATF/P/CIR/2023/0170       October 13, 2023 To,  1. All Intermediaries registered with the Securities and Exchange Board of India under Section 12 of the Securities and Exchange Board of India Act, 1992 2. Stock Exchanges Dear Sir/Madam,..

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Master Circular on Know Your Client (KYC) norms for the securities market

 Notification No#SEBI/HO/MIRSD/SECFATF/P/CIR/2023/169     12 October 2023

MASTER CIRCULAR SEBI/HO/MIRSD/SECFATF/P/CIR/2023/169     October 12, 2023 To,  1. All Intermediaries registered with SEBI under Section 12 of the Securities and Exchange Board of India Act, 1992  2. Recognised Stock Exchanges 3. Association of Mutual Funds in..

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Extension in timeline for compliance with qualification and experience requirements under Regulation 7(1) of SEBI (Investment Advisers) Regulations, 2013

 Notification No#SEBI/HO/MIRSD/MIRSD-PoD-2/P/CIR/2023/168     10 October 2023

CIRCULAR SEBI/HO/MIRSD/MIRSD-PoD-2/P/CIR/2023/168    October 10, 2023 To All Registered Investment Advisers BSE Administration & Supervision Limited Madam / Sir, Subject: Extension in timeline for compliance with qualification and experience requirements under Regulation 7(..

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Master Circular for Depositories

 Notification No#SEBI/HO/MRD/MRD-PoD-2/P/CIR/2023/166     06 October 2023

MASTER CIRCULAR SEBI/HO/MRD/MRD-PoD-2/P/CIR/2023/166     October 06, 2023 To, All Depositories Dear Sir / Madam, Subject: Master Circular for Depositories 1. Securities and Exchange Board of India (SEBI), from time to time, has been issuing various circulars/directions t..

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Extension of Timelines for Demat Account Nominations and PAN/KYC Submissions

 Notification No#SEBI/HO/MIRSD/POD-1/P/CIR/2023/158     26 September 2023

Securities and Exchange Board of India Circular No. SEBI/HO/MIRSD/POD-1/P/CIR/2023/158   Dated: September 26, 2023 To All Recognized Stock Exchanges All Recognized Depositories Stock Brokers (Trading Members) through Recognized Stock Exchanges Depository Participants through Depo..

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SCORES-ODR: Streamlining Investor Grievance Resolution

 Notification No#SEBI/HO/OIAE/IGRD/CIR/P/2023/156     20 September 2023

Securities and Exchange Board of India CIRCULAR SEBI/HO/OIAE/IGRD/CIR/P/2023/156  September 20, 2023 To, All Recognized Stock Exchanges (including Commodity Exchanges) All Depositories All Listed Companies All SEBI Registered Intermediaries Association of Investment Bankers of Ind..

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SEBI : Regulatory Reporting by AIFs

 Notification No#SEBI/HO/AFD/SEC-1/P/CIR/2023/0155     14 September 2023

Securities and Exchange Board of India CIRCULAR SEBI/HO/AFD/SEC-1/P/CIR/2023/0155   September 14, 2023  To  All Alternative Investment Funds (AIFs),  Indian Venture and Alternate Capital Association (IVCA),  Equalifi    Sir/ Madam,  &nbs..

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SEBI having considered the application for renewal of recognition made under Section 3 of the Securities Contracts

 Notification No#SEBI/LAD-NRO/GN/2023/150     13 September 2023

SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 13th September, 2023 No. SEBI/LAD-NRO/GN/2023/150.—Securities and Exchange Board of India, having considered the application for renewal of recognition made under Section 3 of the Securities Contracts (Regulation) Act, 1956 b..

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New format of Abridged Prospectus for public issues of Non-Convertible Debt Securities and/or Non-convertible Redeemable Preference Shares

 Notification No#SEBI/HO/DDHS/PoD1/CIR/P/2023/150     04 September 2023

Securities and Exchange Board of India Circular No. SEBI/HO/DDHS/PoD1/CIR/P/2023/150   Dated: September 04, 2023 To Issuers who have listed and/ or propose to list debt Securities and Non-convertible Redeemable Preference Shares All Recognized Stock Exchanges All Recognized Depos..

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Change in Mode of Payment w.r.t. SEBI Investor Protection and Education Fund Bank A/c

 Notification No#SEBI/HO/GSD/TAD/P/CIR/2023/149     04 September 2023

Securities and Exchange Board of India Circular No. SEBI/HO/GSD/TAD/P/CIR/2023/149      Dated: September 4, 2023 To All listed Companies through the Stock Exchanges Dear Sir/Madam Sub: Change in Mode of Payment w.r.t. SEBI Investor Protection and Education Fund Bank A/c ..

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