SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 31st December, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (VAULT MANAGERS) REGULATIONS, 2021 No. SEBI/LAD-NRO/GN/2021/61. - In exercise of the powers conferred by sub-section (1) of Section 30 read with clause (ba) of..
Securities and Exchange Board of India CIRCULAR SEBI/HO/DDHS_Div2/P/CIR/2021/699 December 29, 2021 To, All Recognized Stock Exchanges All Depositories All issuers of listed Non-Convertible Securities All Issuers of listed Commercial Papers Sir/Madam, Subject: Non-compliance w..
Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/IMD-I/DOF6/CIR/2021/700 December 30, 2021 To, All Alternative Investment Funds (AIFs) Dear Sir/ Madam, Sub: Extension of timeline for modified reporting requirements for AIFs. 1. SEBI vide Circular No. SEBI/HO/IMD/IM..
Securities and Exchange Board of India CIRCULAR No. SEBI/HO/IMD/IMD-I DOF1/P/CIR/2021/694 Dated: December 21, 2021 To All Investment Advisers Dear Sir / Madam, Subject: Investment Advisory Services for Accredited Investors 1. The amendment to SEBI (Investment Advise..
Securities and Exchange Board of India CIRCULAR No. SEBI/HO/IMD/IMD-I DOF1/P/CIR/2021/693 Dated: December 21, 2021 To, All Portfolio Managers Dear Sir / Madam, Subject: Portfolio Management Services for Accredited Investors 1. The amendment to SEBI (Portfolio Manage..
CIRCULAR SEBI/HO/DDHS/DDHS_Div3/P/CIR/2021/690 December 16, 2021 To, All Registered Merchant Bankers Madam/Sir Sub: Publishing Investor Charter and Disclosure of Investor Complaints by Merchant Bankers on their Websites for private placement of units by InvITs proposed to be listed..
CIRCULAR SEBI/HO/CDMRD/CDMRD_DRM/P/CIR/2021/689 December 16,2021 To The Managing Directors / Chief Executive Officers Of All Clearing Corporations having Commodity Derivatives Segment Sir / Madam, Sub: Cut-off Time for generation of last Risk Parameter File(RPF) for client&rsquo..
Securities and Exchange Board of India CIRCULAR SEBI/HO/MIRSD/MIRSD_RTAMB/P/CIR/2021/687 December 14, 2021 To All registered Registrars to an Issue and Share Transfer Agents (RTA) All Listed Companies through Recognized Stock Exchanges Recognized Stock Exchanges All Recognized Depo..
Securities and Exchange Board of India Circular SEBI/HO/IMD/IMD-II CIS/P/CIR/2021/0686 December 13, 2021 To, All Investment Advisers Dear Sir/Madam, Subject: Publishing Investor Charter and disclosure of Investor Complaints by Investment Advisers on their websites/mobile applicat..
Securities and Exchange Board of India Circular SEBI/HO/IMD/IMD-II CIS/P/CIR/2021/0685 December 13, 2021 To, All Research Analysts Dear Sir / Madam, Subject: Publishing of Investor Charter and disclosure of Investor Complaints by Research Analysts on their websites/mobile applic..
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