Periodical Report - Grant of prior approval to members of stock exchanges/sub- brokers...
Posted on 04 June 2011 (Downloads: 60) Shares & Stock
Processing of investor complaints against listed companies in SEBI...
Posted on 04 June 2011 (Downloads: 88) Shares & Stock
Redemption of Indian Depository Receipts (IDRs) into Underlying Equity Shares...
Posted on 04 June 2011 (Downloads: 84) Shares & Stock
Liquidity enhancement schemes for illiquid securities in equity derivatives segment...
Posted on 04 June 2011 (Downloads: 37) Shares & Stock
Liquidity Enhancement Schemes for Illiquid Securities in Equity Derivatives Segment. Section 11(1) of the Securities and Exchange Board of India Act 1992, read with Section 10 of the Securities Contracts (Regulation) Act, 1956...
Posted on 03 June 2011 (Downloads: 69) Shares & Stock
Accept bids using ASBA facility...
Posted on 31 May 2011 (Downloads: 90) Shares & Stock
iNVESTOR Complaint form...
Posted on 30 May 2011 (Downloads: 41) Shares & Stock
All About Online Trading...
Posted on 25 May 2011 (Downloads: 528) Shares & Stock
Option to hold units in demat form...
Posted on 20 May 2011 (Downloads: 170) Shares & Stock
Adjustment of differential pricing amount at the time of application for allotment of specified securities...
Posted on 20 May 2011 (Downloads: 92) Shares & Stock
Cases where companies are providing discount on IPO / FPO share price: Earlier retail investors, need to pay full amount including discount amount at the time of application for IPO/FPO. And latter after allotment, retail investor get the differential am...
Posted on 20 May 2011 (Downloads: 95) Shares & Stock
Brokers get Sebi relief on access to client accounts...
Posted on 18 May 2011 (Downloads: 87) Shares & Stock
NSE Mutual Fund Service System (MFSS)...
Posted on 17 May 2011 (Downloads: 84) Shares & Stock
Clarification on circular dated December 3, 2009 on 'Dealings between a Client and a Stock broker...
Posted on 17 May 2011 (Downloads: 20) Shares & Stock
Self Clearing Member in the Currency Derivatives Segment...
Posted on 17 May 2011 (Downloads: 45) Shares & Stock
Meaning and Concept of Capital Market...
Posted on 16 May 2011 (Downloads: 641) Shares & Stock
This is with reference to SEBI circular No. MIRSD/SE/Cir-19/2009 dated December 3, 2009 wherein the stock brokers were directed to comply with the requirements as annexed to the aforesaid circular....
Posted on 14 May 2011 (Downloads: 235) Shares & Stock
Reporting of Offshore Derivative Instruments(ODIs)/ Participatory Notes(PNs) activity...
Posted on 13 May 2011 (Downloads: 87) Shares & Stock
Applications Supported by Blocked Amount (ASBA) facility...
Posted on 02 May 2011 (Downloads: 62) Shares & Stock
AML Business Requirements...
Posted on 29 April 2011 (Downloads: 224) Shares & Stock
Live Course on Invoice Management System (IMS) - 2nd Batch(With Recording)
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