Shares & Stock Files

Liquidity Enhancement Schemes for Illiquid Securities in Equity Derivatives Segment. Section 11(1) of the Securities and Exchange Board of India Act 1992, read with Section 10 of the Securities Contracts (Regulation) Act, 1956...

Posted on 03 June 2011 (Downloads: 69) Shares & Stock

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Accept bids using ASBA facility

Accept bids using ASBA facility...

Posted on 31 May 2011 (Downloads: 90) Shares & Stock

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Investor Complaint form

iNVESTOR Complaint form...

Posted on 30 May 2011 (Downloads: 42) Shares & Stock

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FAQ's Online Trading

All About Online Trading...

Posted on 25 May 2011 (Downloads: 528) Shares & Stock

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Option to hold units in demat form

Option to hold units in demat form...

Posted on 20 May 2011 (Downloads: 170) Shares & Stock

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Adjustment of differential pricing amount

Adjustment of differential pricing amount at the time of application for allotment of specified securities...

Posted on 20 May 2011 (Downloads: 92) Shares & Stock

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SEBI circular on discounted share prices

Cases where companies are providing discount on IPO / FPO share price: Earlier retail investors, need to pay full amount including discount amount at the time of application for IPO/FPO. And latter after allotment, retail investor get the differential am...

Posted on 20 May 2011 (Downloads: 95) Shares & Stock

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Brokers get Sebi relief on access to client accounts

Brokers get Sebi relief on access to client accounts...

Posted on 18 May 2011 (Downloads: 87) Shares & Stock

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MFSS Newsletter-May 2011

NSE Mutual Fund Service System (MFSS)...

Posted on 17 May 2011 (Downloads: 84) Shares & Stock

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Clarification on circular dated December 3, 2009 on 'Dealing

Clarification on circular dated December 3, 2009 on 'Dealings between a Client and a Stock broker...

Posted on 17 May 2011 (Downloads: 20) Shares & Stock

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Self Clearing Member in the Currency Derivatives Segment

Self Clearing Member in the Currency Derivatives Segment...

Posted on 17 May 2011 (Downloads: 45) Shares & Stock

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Meaning and Concept of Capital Market

Meaning and Concept of Capital Market...

Posted on 16 May 2011 (Downloads: 641) Shares & Stock

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Dealings between a Client and a Stock broker

This is with reference to SEBI circular No. MIRSD/SE/Cir-19/2009 dated December 3, 2009 wherein the stock brokers were directed to comply with the requirements as annexed to the aforesaid circular....

Posted on 14 May 2011 (Downloads: 235) Shares & Stock

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