Investments & Personal Finance Files
96 KB
Stock brokers are unable to maintain an audit trail
Stock brokers are unable to maintain an audit trail...
Posted on 11 June 2011 (Downloads: 159) Investments & Personal Finance
81 KB
Redemption of Indian Depository Receipts(IDRs)
Redemption of Indian Depository Receipts(IDRs)...
Posted on 11 June 2011 (Downloads: 127) Investments & Personal Finance
28 KB
Pre- funded instruments / Electronic fund transfers
Pre- funded instruments / Electronic fund transfers...
Posted on 10 June 2011 (Downloads: 189) Investments & Personal Finance
18 KB
Portfolio Management
SFM - Glance of formulas on Port. Mgt...
Posted on 07 June 2011 (Downloads: 1305) Investments & Personal Finance
26 KB
Periodical Report - Grant of prior approval to members of stock exchanges/sub- brokers
Periodical Report - Grant of prior approval to members of stock exchanges/sub- brokers...
Posted on 04 June 2011 (Downloads: 60) Investments & Personal Finance
70 KB
Processing of investor complaints against listed companies in SEBI
Processing of investor complaints against listed companies in SEBI...
Posted on 04 June 2011 (Downloads: 88) Investments & Personal Finance
26 KB
Redemption of Indian Depository Receipts (IDRs) into Underlying Equity Shares
Redemption of Indian Depository Receipts (IDRs) into Underlying Equity Shares...
Posted on 04 June 2011 (Downloads: 84) Investments & Personal Finance
23 KB
Liquidity enhancement schemes for illiquid securities in
Liquidity enhancement schemes for illiquid securities in equity derivatives segment...
Posted on 04 June 2011 (Downloads: 37) Investments & Personal Finance
95 KB
Illiquid Securities in Equity Derivatives Segment
Liquidity Enhancement Schemes for Illiquid Securities in Equity Derivatives Segment. Section 11(1) of the Securities and Exchange Board of India Act 1992, read with Section 10 of the Securities Contracts (Regulation) Act, 1956...
Posted on 03 June 2011 (Downloads: 69) Investments & Personal Finance
11 KB
Accept bids using ASBA facility
Accept bids using ASBA facility...
Posted on 31 May 2011 (Downloads: 90) Investments & Personal Finance
63 KB
Investor Complaint form
iNVESTOR Complaint form...
Posted on 30 May 2011 (Downloads: 42) Investments & Personal Finance
418 KB
FAQ's Online Trading
All About Online Trading...
Posted on 25 May 2011 (Downloads: 528) Investments & Personal Finance
21 KB
Option to hold units in demat form
Option to hold units in demat form...
Posted on 20 May 2011 (Downloads: 171) Investments & Personal Finance
23 KB
Adjustment of differential pricing amount
Adjustment of differential pricing amount at the time of application for allotment of specified securities...
Posted on 20 May 2011 (Downloads: 92) Investments & Personal Finance
23 KB
SEBI circular on discounted share prices
Cases where companies are providing discount on IPO / FPO share price: Earlier retail investors, need to pay full amount including discount amount at the time of application for IPO/FPO. And latter after allotment, retail investor get the differential am...
Posted on 20 May 2011 (Downloads: 95) Investments & Personal Finance
172 KB
Brokers get Sebi relief on access to client accounts
Brokers get Sebi relief on access to client accounts...
Posted on 18 May 2011 (Downloads: 87) Investments & Personal Finance
276 KB
MFSS Newsletter-May 2011
NSE Mutual Fund Service System (MFSS)...
Posted on 17 May 2011 (Downloads: 84) Investments & Personal Finance
22 KB
Clarification on circular dated December 3, 2009 on 'Dealing
Clarification on circular dated December 3, 2009 on 'Dealings between a Client and a Stock broker...
Posted on 17 May 2011 (Downloads: 20) Investments & Personal Finance
19 KB
Self Clearing Member in the Currency Derivatives Segment
Self Clearing Member in the Currency Derivatives Segment...
Posted on 17 May 2011 (Downloads: 45) Investments & Personal Finance
118 KB
Meaning and Concept of Capital Market
Meaning and Concept of Capital Market...
Posted on 16 May 2011 (Downloads: 642) Investments & Personal Finance
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