Shares & Stock Notification & Circulars
SEBI Revised Formats for filing Financial information for issuers of non-convertible securities
Notification No#SEBI/HO/DDHS/CIR/2021/0000000637 05 October 2021Securities and Exchange Board of India CIRCULAR SEBI/HO/DDHS/CIR/2021/0000000637 October 5, 2021 To, Listed entities (whose non-convertible securities are listed) Recognized Stock Exchanges Madam/ Sir, Sub: Revised Formats for filing Financial information 1. V..
SEBI Circular on Mutual Funds
Notification No#SEBI/HO/IMD/IMD-I DOF5/P/CIR/2021/634 04 October 2021Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/IMD-I DOF5/P/CIR/2021/634 October 4, 2021 All Mutual Funds All Asset Management Companies Association of Mutual Funds in India All Trustee Companies/ Boards of Trustees of Mutual Funds All Registrar and Share Transfer Agents..
Discontinuation of usage of pool accounts for transactions in units of Mutual Funds on the Stock Exchange Platforms
Notification No#SEBI/HO/IMD/IMD-I DOF5/P/CIR/2021/635 04 October 2021Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/IMD-I DOF5/P/CIR/2021/635 October 4, 2021 All Recognized Stock Exchanges and Clearing Corporations All Depositories All Mutual Funds All Asset Management Companies (‘AMCs’) All Trustee Companies/ Boards o..
SEBI Relaxations relating to procedural matters –Issues and Listing
Notification No#SEBI/HO/CFD/DIL2/CIR/P/2021/633 01 October 2021Securities and Exchange Board of India CIRCULAR SEBI/HO/CFD/DIL2/CIR/P/2021/633 Dated: Oct 01, 2021 To All Registered Merchant Bankers All Recognized Stock Exchanges All Registered Registrars to an Issue All Self Certified Syndicate Banks All listed entities All entities who prop..
SEBI Guidelines for Investment Advisers - Extension of timelines
Notification No#SEBI/HO/IMD/IMD-I/DOF1/P/CIR/2021/632 30 September 2021Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/IMD-I/DOF1/P/CIR/2021/632 September 30, 2021 All Investment Advisers Sir / Madam Subject: ‘Guidelines for Investment Advisers’ – Extension of timelines 1. “Guidelines for Investment Advisers&rdqu..
SEBI (Listing Obligations and Disclosure Requirements) (Fifth Amendment) Regulations, 2021
Notification No#SEBI/LAD-NRO/GN/2021/47 07 September 2021SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 7th September, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) (FIFTH AMENDMENT) REGULATIONS, 2021 No. SEBI/LAD-NRO/GN/2021/47. - In exercise of the powers conferred by sect..
SEBI Linking of PAN with Aadhaar
Notification No#PR : 27/2021 03 September 2021Securities and Exchange Board of India Press Release No. 27/2021 Linking of PAN with Aadhaar 1. As per Central Board of Direct Taxes (CBDT) notification G.S.R 112(E) dated February 13, 2020, the Permanent Account Number (PAN) of a person allotted as on July 01, 2017 shall bec..
SEBI Alignment of interest of Asset Management Companies (‘AMCs’) with the Unitholders of the Mutual Fund Schemes
Notification No#SEBI/HO/IMD/IMD-IDOF5/P/CIR/2021/624 02 September 2021Securities and Exchange Board of India Circular SEBI/HO/IMD/IMD-IDOF5/P/CIR/2021/624 September 2, 2021 All Mutual Funds Asset Management Companies Trustee Companies/ Board of Trustees of Mutual Funds Association of Mutual Funds in India Sir/Madam, Subject: Alignment of int..
SEBI Amendment pursuant to comprehensive review of Investor Grievance Redressal Mechanism
Notification No#SEBI/HO/MRD1/ICC1/CIR/P/2021/625 02 September 2021Securities and Exchange Board of India CIRCULAR SEBI/HO/MRD1/ICC1/CIR/P/2021/625 September 02, 2021 All recognized Stock Exchanges (excluding Commodity Derivatives Exchanges)/ Depositories Sir/ Madam, Sub: Amendment to SEBI Circular SEBI/HO/DMS/CIR/P/2017/15 dated February 23, 2017..
SEBI Revised guidelines for Liquidity Enhancement Scheme in the Equity Cash and Equity Derivatives Segments
Notification No#SEBI/HO/MRD/DSA/CIR/P/2021/623 01 September 2021Securities And Exchange Board Of India CIRCULAR SEBI/HO/MRD/DSA/CIR/P/2021/623 September 1, 2021 All Recognised Stock Exchanges Dear Sir / Madam, Subject: Revised guidelines for Liquidity Enhancement Scheme in the Equity Cash and Equity Derivatives Segments 1. SEBI vide ci..
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