Investments & Personal Finance Notification & Circulars


Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement

 Notification No#CIR/MRD/DP/ 01 /2011     27 January 2011

 Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement CIR/MRD/DP/ 01 /2011 January 27, 2011   To, All Stock Exchanges Dear Sir / Madam,   Sub: Establish..


Reporting of Offshore Derivative Instruments(ODIs)/ Participatory Notes(PNs) activity

 Notification No#CIR/IMD/FIIC/1/2011     17 January 2011

 Reporting of Offshore Derivative Instruments(ODIs)/ Participatory Notes(PNs) activity CIR/IMD/FIIC/1/2011 January 17, 2011   To All Foreign Institutional Investors  through their designated Custodians of Securities Dear Sir/Madam,   Sub:- Reporting of Offshore D..


Introduction of Derivative Contracts on Foreign Stock Indices

 Notification No#CIR/DNPD/ 2 /2011     11 January 2011

 Introduction of Derivative Contracts on Foreign Stock Indices CIR/DNPD/ 2 /2011 January 11, 2011   To Chief Executive Officers of Equity Derivatives Segment National Stock Exchange of India Limited (NSEIL) Bombay Stock Exchange Limited (BSE)   Dear Sir,  &nb..


Modifications to client code post trade execution

 Notification No#CIR/DNPD/01/2011     03 January 2011

 Modifications to client code post trade execution CIR/DNPD/01/2011 January 3, 2011   To Recognised Stock Exchanges of India   Dear Sir,   Sub: Modifications to client code post trade execution   1. Stock Exchanges can permit modifications to client code post t..


Activity schedule for Auction Session

 Notification No#CIR/MRD/DP/ 39 /2010     28 December 2010

 Activity schedule for Auction Session CIR/MRD/DP/ 39 /2010 December 28, 2010   To, All Stock Exchanges,   Dear Sir/Madam,   Subject: Activity schedule for Auction Session   As per extant practice, in case of default by the selling broker in a settlement, the ..


Establishment of Connectivity with both depositories NSDL and CDSL - Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement

 Notification No#CIR/MRD/DP/ 38 /2010     28 December 2010

 Establishment of Connectivity with both depositories NSDL and CDSL - Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement CIR/MRD/DP/ 38 /2010 December 28, 2010   To, All Stock Exchanges   Dear Sir / Madam,   Sub: Establ..


Amendments to the Equity Listing Agreement

 Notification No#CIR/CFD/DIL/10/2010     16 December 2010

 Amendments to the Equity Listing Agreement CIR/CFD/DIL/10/2010 ' December 16, 2010   To All Stock Exchanges Dear Sir/Madam, Sub: Amendments to the Equity Listing Agreement..


Acceptance of Third Party Address as Correspondence Address

 Notification No#CIR/MRD/DP/ 37 /2010     14 December 2010

 Acceptance of Third Party Address as Correspondence Address   CIR/MRD/DP/ 37 /2010 December 14, 2010   To, All Depositories   Dear Sir / Madam,   Sub: Acceptance of third party address as correspondence address   1. SEBI has received representations&nbs..


Smart Order Routing (SOR) - Clarification

 Notification No#CIR/MRD/DP/ 36 /2010     09 December 2010

/* Style Definit..


Half yearly report by Trustees

 Notification No#Cir/ IMD/ DF/20/2010     06 December 2010

 Half yearly report by Trustees     Cir/ IMD/ DF/20/2010 December 06, 2010   All Mutual Funds/ Asset Management Companies (AMCs)/ Trustee Companies/ Boards of Trustees of Mutual Funds   Dear Sir/Madam,   Sub: Half yearly report by Trustees   ..





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