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Shares & Stock Notification & Circulars


Monthly reporting by Portfolio Managers

 Notification No#Cir. /IMD/DF/14/2010     08 October 2010

 Monthly reporting by Portfolio Managers   Cir. /IMD/DF/14/2010 October 08, 2010     All Portfolio Managers   Dear Sir/ Madam,   Sub: Monthly reporting by Portfolio Managers   1. Please refer to SEBI circular SEBI/IMD/PMS/CIR-3/2009 dated June 11, 2009 ..

Posted in Shares & Stock

Review of Securities Lending and Borrowing (SLB) Framework

 Notification No#CIR/MRD/DP/ 33 /2010     07 October 2010

 Review of Securities Lending and Borrowing (SLB) Framework   CIR/MRD/DP/ 33 /2010 October 07, 2010   To All Stock Exchanges and Depositories   Dear Sir/ Madam,   Sub: Review of Securities Lending and Borrowing (SLB) Framework   1. In partial modification to..

Posted in Shares & Stock

Portfolio Managers - Regulation of Fees and Charges

 Notification No#Cir. /IMD/DF/13/2010     05 October 2010

 Portfolio Managers - Regulation of Fees and Charges   CIRCULAR   Cir. /IMD/DF/13/2010 October 5, 2010       All Portfolio Managers   Dear Sir/ Madam,   Sub: Portfolio Managers - Regulation of Fees and Charges   1. Portfolio Managers are reg..

Posted in Shares & Stock

Compliance with circular dated April 15, 2010

 Notification No#CIR/IMD/FII/12/2010     29 September 2010

 Compliance with circular dated April 15, 2010   CIR/IMD/FII/12/2010 September 29, 2010   To   All Foreign Institutional Investors through their designated Custodians of Securities & Stock Exchanges   Dear Sir/ Madam,   Sub: Compliance with circular da..

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Establishment of Connectivity with both depositories NSDL and CDSL

 Notification No#CIR/MRD/DP/ 31 /2010     15 September 2010

 Establishment of Connectivity with both depositories NSDL and CDSL   CIR/MRD/DP/ 31 /2010   September 15, 2010   To,   All Stock Exchanges Dear Sir / Madam,   Sub: Establishment of Connectivity with both depositories NSDL and CDSL –Companies eligible f..

Posted in Shares & Stock

Clarification on submission of Audit report under Regulation 55A of SEBI (Depositories and Participants) Regulations, 1996

 Notification No#CIR/MRD/DP/ 30 /2010     06 September 2010

 Clarification on submission of Audit report under Regulation 55A of SEBI (Depositories and Participants) Regulations, 1996   CIRCULAR   CIR/MRD/DP/ 30 /2010   September 06, 2010   To   All Stock Exchanges and Depositories Dear Sir/Madam,   Sub: Clarif..

Posted in Shares & Stock

Trading Rules and shareholding in dematerialized mode

 Notification No#SEBI/Cir/ISD/ 1 /2010     02 September 2010

 Trading Rules and shareholding in dematerialized mode     CIRCULAR   SEBI/Cir/ISD/ 1 /2010   September 2, 2010   To, The Managing Directors/Chief Executive Officers/ Executive Directors/Officiating Executive Directors of all the Recognized Stock Exchanges ..

Posted in Shares & Stock

Introduction of Smart Order Routing

 Notification No#CIR/MRD/DP/26/2010     27 August 2010

 Introduction of Smart Order Routing     CIRCULAR   CIR/MRD/DP/26/2010 August 27, 2010   To All Stock Exchanges   Dear Sir / Madam,   Sub: Introduction of Smart Order Routing   1) SEBI has received proposal from the stock exchanges and market pa..

Posted in Shares & Stock

Securities Trading using Wireless Technology

 Notification No#CIR/MRD/DP/ 25/2010     27 August 2010

 Securities Trading using Wireless Technology   CIRCULAR   CIR/MRD/DP/ 25/2010 August 27, 2010   To All Stock Exchanges   Dear Sir/ Madam,   Sub: Securities Trading using Wireless Technology   1. It has been decided that SEBI registered brokers who pr..

Posted in Shares & Stock

Clarification on Introduction of Call Auction in pre-open session

 Notification No#CIR/MRD/DP/27/2010     27 August 2010

 Clarification on Introduction of Call Auction in pre-open session   CIRCULAR   CIR/MRD/DP/27/2010 August 27, 2010   The Managing Director and CEO Bombay Stock Exchange Limited Phiroze Jeejeebhoy Towers Dalal Street Mumbai - 400001     The Managing Dir..

Posted in Shares & Stock