Investments & Personal Finance Notification & Circulars

Monthly reporting by Portfolio Managers

Notification No#Cir. /IMD/DF/14/2010 08 October 2010

Monthly reporting by Portfolio Managers Cir. /IMD/DF/14/2010 October 08, 2010 All Portfolio Managers Dear Sir/ Madam, Sub: Monthly reporting by Portfolio Managers 1. Please refer to SEBI circular SEBI/IMD/PMS/CIR-3/2009 dated June 11, 2009 ..

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Review of Securities Lending and Borrowing (SLB) Framework

Notification No#CIR/MRD/DP/ 33 /2010 07 October 2010

Review of Securities Lending and Borrowing (SLB) Framework CIR/MRD/DP/ 33 /2010 October 07, 2010 To All Stock Exchanges and Depositories Dear Sir/ Madam, Sub: Review of Securities Lending and Borrowing (SLB) Framework 1. In partial modification to..

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Portfolio Managers - Regulation of Fees and Charges

Notification No#Cir. /IMD/DF/13/2010 05 October 2010

Portfolio Managers - Regulation of Fees and Charges CIRCULAR Cir. /IMD/DF/13/2010 October 5, 2010 All Portfolio Managers Dear Sir/ Madam, Sub: Portfolio Managers - Regulation of Fees and Charges 1. Portfolio Managers are reg..

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Compliance with circular dated April 15, 2010

Notification No#CIR/IMD/FII/12/2010 29 September 2010

Compliance with circular dated April 15, 2010 CIR/IMD/FII/12/2010 September 29, 2010 To All Foreign Institutional Investors through their designated Custodians of Securities & Stock Exchanges Dear Sir/ Madam, Sub: Compliance with circular da..

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Establishment of Connectivity with both depositories NSDL and CDSL

Notification No#CIR/MRD/DP/ 31 /2010 15 September 2010

Establishment of Connectivity with both depositories NSDL and CDSL CIR/MRD/DP/ 31 /2010 September 15, 2010 To, All Stock Exchanges Dear Sir / Madam, Sub: Establishment of Connectivity with both depositories NSDL and CDSL –Companies eligible f..

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Clarification on submission of Audit report under Regulation 55A of SEBI (Depositories and Participants) Regulations, 1996

Notification No#CIR/MRD/DP/ 30 /2010 06 September 2010

Clarification on submission of Audit report under Regulation 55A of SEBI (Depositories and Participants) Regulations, 1996 CIRCULAR CIR/MRD/DP/ 30 /2010 September 06, 2010 To All Stock Exchanges and Depositories Dear Sir/Madam, Sub: Clarif..

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Trading Rules and shareholding in dematerialized mode

Notification No#SEBI/Cir/ISD/ 1 /2010 02 September 2010

Trading Rules and shareholding in dematerialized mode CIRCULAR SEBI/Cir/ISD/ 1 /2010 September 2, 2010 To, The Managing Directors/Chief Executive Officers/ Executive Directors/Officiating Executive Directors of all the Recognized Stock Exchanges ..

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Introduction of Smart Order Routing

Notification No#CIR/MRD/DP/26/2010 27 August 2010

Introduction of Smart Order Routing CIRCULAR CIR/MRD/DP/26/2010 August 27, 2010 To All Stock Exchanges Dear Sir / Madam, Sub: Introduction of Smart Order Routing 1) SEBI has received proposal from the stock exchanges and market pa..

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Securities Trading using Wireless Technology

Notification No#CIR/MRD/DP/ 25/2010 27 August 2010

Securities Trading using Wireless Technology CIRCULAR CIR/MRD/DP/ 25/2010 August 27, 2010 To All Stock Exchanges Dear Sir/ Madam, Sub: Securities Trading using Wireless Technology 1. It has been decided that SEBI registered brokers who pr..

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Clarification on Introduction of Call Auction in pre-open session

Notification No#CIR/MRD/DP/27/2010 27 August 2010

Clarification on Introduction of Call Auction in pre-open session CIRCULAR CIR/MRD/DP/27/2010 August 27, 2010 The Managing Director and CEO Bombay Stock Exchange Limited Phiroze Jeejeebhoy Towers Dalal Street Mumbai - 400001 The Managing Dir..

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