CIRCULAR CIR/MRD/DP/ 09 /2012 March 30, 2012 To All Stock Exchanges Sir / Ma’am, Sub: Broad Guidelines on Algorithmic Trading 1. It has been observed that adoption of technology for the purpose of trading in financial instruments has been on..
SEBI/Cir/ISD/ 1 /2012 March 30, 2012 To, All the Recognized Stock Exchanges, Dear Sir/Madam, Sub: Exemptions from 100% promoter(s) holding in demat form 1. This is further to SEBI circulars SEBI/Cir/ISD/3/2011 dated June 17, 2011 and SEBI/Cir..
Cir/IMD/DF/7/2012 February 28, 2012 All Mutual Funds/ Asset Management Companies (AMCs) Sir/Madam, Sub: Circular for Mutual Funds A. Distributor Due Diligence 1. Please refer to SEBI circular no. SEBI/IMD/DF/13/2011 dated August 22, 2011 regarding the c..
CIR/MRD/DP/ 8 /2012 February 27, 2012 The Managing Director and CEO Bombay Stock Exchange Limited Phiroze Jeejeebhoy Towers Dalal Street Mumbai - 400001 The Managing Director ..
CIR/MRD/DSA/06/2012 February 21, 2012 To Managing Director / Chief Executive Officer of Stock Exchanges and their Clearing Houses/Corporations Dear Sir/Madam, Sub: Standardized lot size for SME Exchange / Platform 1. SEBI vide circular dated May 18, ..
CIR/MIRSD/2/2012 February 15, 2012 All Recognized Stock Exchanges Dear Sirs, Subject: Investor Grievance Redressal Mechanism at Stock Exchanges. 1. Please refer to SEBI circular no. CIR/MRD/DSA/03/2012 dated January 20, 2012 and SEBI circular no. SMD/Policy/Cir-3..
CIR/CFD/DCR/ 2 /2012 February 9, 2012 To All Merchant Bankers Dear Sir/Madam, Sub: Guidelines in respect of the disclosures to be made in the Letter of offer in respect of Buy-back of s..
CIR/CFD/DIL/1/2012 February 8, 2012 To All Stock Exchanges Dear Sir/Madam, Sub: Amendments to the Equity Listing Agreement 1. As part of SEBI’s endeavour to review the listing conditions, certain amendments are hereby carried out to the Equity Listi..
CIR/MRD/DP/ 05/2012 February 1, 2012 The Managing Director and CEO Bombay Stock Exchange Limited Phiroze Jeejeebhoy Towers Dalal Street Mumbai - 400001 The Managing Director National Stock Exchange of India Ltd. Exchange Plaza, Bpandra Kurl..
CIR/ IMD/ FII&C/ 4/ 2012 January 25, 2012 All SEBI registered Intermediaries/ Recognized Stock Exchanges/ Depositories Sir / Madam, Sub: Eligibility criteria for qualified depository participant. Vide SEBI circulars Cir/IMD/DF/14/2011 and..
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