Shares & Stock Notification & Circulars
Broad Guidelines on Algorithmic Trading
Notification No#CIR/MRD/DP/ 09 /2012 30 March 2012CIRCULAR CIR/MRD/DP/ 09 /2012 March 30, 2012 To All Stock Exchanges Sir / Ma’am, Sub: Broad Guidelines on Algorithmic Trading 1. It has been observed that adoption of technology for the purpose of trading in financial instruments has been on..
Exemptions from 100% promoter(s) holding in demat form
Notification No#SEBI/Cir/ISD/ 1 /2012 30 March 2012SEBI/Cir/ISD/ 1 /2012 March 30, 2012 To, All the Recognized Stock Exchanges, Dear Sir/Madam, Sub: Exemptions from 100% promoter(s) holding in demat form 1. This is further to SEBI circulars SEBI/Cir/ISD/3/2011 dated June 17, 2011 and SEBI/Cir..
Circular for Mutual Funds
Notification No#Cir/IMD/DF/7/2012 28 February 2012Cir/IMD/DF/7/2012 February 28, 2012 All Mutual Funds/ Asset Management Companies (AMCs) Sir/Madam, Sub: Circular for Mutual Funds A. Distributor Due Diligence 1. Please refer to SEBI circular no. SEBI/IMD/DF/13/2011 dated August 22, 2011 regarding the c..
Offer For Sale of Shares by Promoters through the Stock Exchange Mechanism -Clarification
Notification No#CIR/MRD/DP/ 8 /2012 27 February 2012CIR/MRD/DP/ 8 /2012 February 27, 2012 The Managing Director and CEO Bombay Stock Exchange Limited Phiroze Jeejeebhoy Towers Dalal Street Mumbai - 400001 The Managing Director ..
Standardized lot size for SME Exchange / Platform
Notification No#CIR/MRD/DSA/06/2012 21 February 2012CIR/MRD/DSA/06/2012 February 21, 2012 To Managing Director / Chief Executive Officer of Stock Exchanges and their Clearing Houses/Corporations Dear Sir/Madam, Sub: Standardized lot size for SME Exchange / Platform 1. SEBI vide circular dated May 18, ..
Investor Grievance Redressal Mechanism at Stock ExchangesInvestor Grievance Redressal Mechanism at Stock Exchanges
Notification No#CIR/MIRSD/2/2012 15 February 2012CIR/MIRSD/2/2012 February 15, 2012 All Recognized Stock Exchanges Dear Sirs, Subject: Investor Grievance Redressal Mechanism at Stock Exchanges. 1. Please refer to SEBI circular no. CIR/MRD/DSA/03/2012 dated January 20, 2012 and SEBI circular no. SMD/Policy/Cir-3..
Guidelines in respect of the disclosures to be made in the Letter of offer in respect of Buy-back of securities in terms of SEBI (Buy-back of Securities) Regulations, 1998
Notification No#CIR/CFD/DCR/ 2 /2012 09 February 2012CIR/CFD/DCR/ 2 /2012 February 9, 2012 To All Merchant Bankers Dear Sir/Madam, Sub: Guidelines in respect of the disclosures to be made in the Letter of offer in respect of Buy-back of s..
Amendments to the Equity Listing Agreement
Notification No#CIR/CFD/DIL/1/2012 08 February 2012CIR/CFD/DIL/1/2012 February 8, 2012 To All Stock Exchanges Dear Sir/Madam, Sub: Amendments to the Equity Listing Agreement 1. As part of SEBI’s endeavour to review the listing conditions, certain amendments are hereby carried out to the Equity Listi..
Offer For Sale of Shares by Promoters through the Stock Exchange Mechanism
Notification No#CIR/MRD/DP/ 05/2012 01 February 2012CIR/MRD/DP/ 05/2012 February 1, 2012 The Managing Director and CEO Bombay Stock Exchange Limited Phiroze Jeejeebhoy Towers Dalal Street Mumbai - 400001 The Managing Director National Stock Exchange of India Ltd. Exchange Plaza, Bpandra Kurl..
Eligibility criteria for qualified depository participant
Notification No#CIR/ IMD/ FII&C/ 4/ 2012 25 January 2012CIR/ IMD/ FII&C/ 4/ 2012 January 25, 2012 All SEBI registered Intermediaries/ Recognized Stock Exchanges/ Depositories Sir / Madam, Sub: Eligibility criteria for qualified depository participant. Vide SEBI circulars Cir/IMD/DF/14/2011 and..
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