Shares & Stock Notification & Circulars
SEBI Review of delivery default norms
Notification No#SEBI/HO/CDMRD/DRMP/CIR/P/2021/35 23 March 2021Securities and Exchange Board of India CIRCULAR SEBI/HO/CDMRD/DRMP/CIR/P/2021/35 March 23, 2021 To The Managing Directors / Chief Executive Officers All Clearing Corporations having Commodity Derivatives Segment Sir / Madam, Sub: Review of delivery default norms 1. SEBI ..
Clarification on the valuation of bonds issued under Basel III framework
Notification No#SEBI/HO/IMD/DF4/CIR/P/2021/034 22 March 2021Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/DF4/CIR/P/2021/034 March 22, 2021 All Mutual Funds (MFs)/Asset Management Companies (AMCs)/ Trustee Companies/ Boards of Trustees of Mutual Funds/ Association of Mutual Funds in India (AMFI) Sir / Madam, Subject: Clarifi..
SEBI (Investment Advisers) (Second Amendment) Regulations, 2021
Notification No#SEBI/LAD-NRO/GN/2021/11 16 March 2021SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 16th March, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (INVESTMENT ADVISERS) (SECOND AMENDMENT) REGULATIONS, 2021 No. SEBI/LAD-NRO/GN/2021/11. - In exercise of the powers conferred by sub-section (1) of section 30 read with..
SEBI (Portfolio Managers) (Amendment) Regulations, 2021
Notification No#SEBI/LAD-NRO/GN/2021/10 16 March 2021SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 16th March, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (PORTFOLIO MANAGERS) (AMENDMENT) REGULATIONS, 2021 No. SEBI/LAD-NRO/GN/2021/10. - In exercise of the powers conferred by sub-section (1) of Section 30 read with su..
SEBI (Research Analysts) (Amendment) Regulations, 2021
Notification No#SEBI/LAD-NRO/GN/2021/09 16 March 2021SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 16th March, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (RESEARCH ANALYSTS) (AMENDMENT) REGULATIONS, 2021 No. SEBI/LAD-NRO/GN/2021/09. - In exercise of the powers conferred by sub-section (1) of section 30 read with cla..
Streamlining the process of IPOs with UPI in ASBA and redressal of investors grievances
Notification No#SEBI/HO/CFD/DIL2/CIR/P/2021/2480/1/M 16 March 2021Securities and Exchange Board of India SEBI/HO/CFD/DIL2/CIR/P/2021/2480/1/M March 16, 2021 To Registered Merchant Bankers Recognized Stock Exchanges Registered Registrars to an Issue and Share Transfer Agents Self-Certified Syndicate Banks Dear Sir / Madam, Sub: Strea..
Rollout of Legal Entity Template
Notification No#SEBI/HO/MIRSD/DOP/CIR/P/2021 /31 10 March 2021Securities and Exchange Board of India CIRCULAR March 10, 2021 SEBI/HO/MIRSD/DOP/CIR/P/2021 /31 To, All Recognized Stock Exchanges All Recognized Depositories Stock Brokers through Recognized Stock Exchanges Depository Participants through Depositories Association of Mutual Funds ..
Review of norms regarding investment in debt instruments with special features, and the valuation of perpetual bonds
Notification No#SEBI/HO/IMD/DF4/CIR/P/2021/032 10 March 2021Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/DF4/CIR/P/2021/032 March 10, 2021 All Mutual Funds (MFs)/Asset Management Companies (AMCs)/ Trustee Companies/ Boards of Trustees of Mutual Funds/ Association of Mutual Funds in India (AMFI) Sir / Madam, Su..
Amendments to provisions in SEBI Circular dated September 16, 2016 on Unique Client Code (UCC) and mandatory requirement of Permanent Account Number (PAN)
Notification No#SEBI/HO/CDMRD/DNP/CIR/P/2021/30 08 March 2021Securities and Exchange Board of India CIRCULAR SEBI/HO/CDMRD/DNP/CIR/P/2021/30 March 08, 2021 The Managing Directors / Chief Executive Officers All Recognized Stock Exchanges and Clearing Corporations having Commodity Derivatives Segment Sir/Madam, Sub: Amendments to..
Guidelines for votes cast by Mutual Funds
Notification No#SEBI/HO/IMD/DF4/CIR/P/2021/29 05 March 2021Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/DF4/CIR/P/2021/29 March 05, 2021 All Mutual Funds (MFs)/ Asset Management Companies (AMCs)/ Trustee Companies/ Board of Trustees of Mutual Funds/ Association of Mutual Funds in India (AMFI) Sir/ Madam, Sub: Guidelines f..
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