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Shares & Stock Notification & Circulars


SEBI Review of delivery default norms

 Notification No#SEBI/HO/CDMRD/DRMP/CIR/P/2021/35      23 March 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/CDMRD/DRMP/CIR/P/2021/35  March 23, 2021 To The Managing Directors / Chief Executive Officers All Clearing Corporations having Commodity Derivatives Segment Sir / Madam, Sub: Review of delivery default norms 1. SEBI ..

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Clarification on the valuation of bonds issued under Basel III framework

 Notification No#SEBI/HO/IMD/DF4/CIR/P/2021/034     22 March 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/DF4/CIR/P/2021/034 March 22, 2021 All Mutual Funds (MFs)/Asset Management Companies (AMCs)/ Trustee Companies/ Boards of Trustees of Mutual Funds/ Association of Mutual Funds in India (AMFI) Sir / Madam, Subject: Clarifi..

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SEBI (Investment Advisers) (Second Amendment) Regulations, 2021

 Notification No#SEBI/LAD-NRO/GN/2021/11     16 March 2021

SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 16th March, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (INVESTMENT ADVISERS) (SECOND AMENDMENT) REGULATIONS, 2021 No. SEBI/LAD-NRO/GN/2021/11. - In exercise of the powers conferred by sub-section (1) of section 30 read with..

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SEBI (Portfolio Managers) (Amendment) Regulations, 2021

 Notification No#SEBI/LAD-NRO/GN/2021/10     16 March 2021

SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 16th March, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (PORTFOLIO MANAGERS) (AMENDMENT) REGULATIONS, 2021 No. SEBI/LAD-NRO/GN/2021/10. - In exercise of the powers conferred by sub-section (1) of Section 30 read with su..

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SEBI (Research Analysts) (Amendment) Regulations, 2021

 Notification No#SEBI/LAD-NRO/GN/2021/09     16 March 2021

SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 16th March, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (RESEARCH ANALYSTS) (AMENDMENT) REGULATIONS, 2021 No. SEBI/LAD-NRO/GN/2021/09. - In exercise of the powers conferred by sub-section (1) of section 30 read with cla..

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Streamlining the process of IPOs with UPI in ASBA and redressal of investors grievances

 Notification No#SEBI/HO/CFD/DIL2/CIR/P/2021/2480/1/M      16 March 2021

Securities and Exchange Board of India SEBI/HO/CFD/DIL2/CIR/P/2021/2480/1/M  March 16, 2021 To Registered Merchant Bankers Recognized Stock Exchanges Registered Registrars to an Issue and Share Transfer Agents Self-Certified Syndicate Banks Dear Sir / Madam, Sub: Strea..

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Rollout of Legal Entity Template

 Notification No#SEBI/HO/MIRSD/DOP/CIR/P/2021 /31     10 March 2021

Securities and Exchange Board of India CIRCULAR March 10, 2021 SEBI/HO/MIRSD/DOP/CIR/P/2021 /31 To, All Recognized Stock Exchanges All Recognized Depositories Stock Brokers through Recognized Stock Exchanges Depository Participants through Depositories Association of Mutual Funds ..

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Review of norms regarding investment in debt instruments with special features, and the valuation of perpetual bonds

 Notification No#SEBI/HO/IMD/DF4/CIR/P/2021/032     10 March 2021

Securities and Exchange Board of India CIRCULAR   SEBI/HO/IMD/DF4/CIR/P/2021/032 March 10, 2021 All Mutual Funds (MFs)/Asset Management Companies (AMCs)/ Trustee Companies/ Boards of Trustees of Mutual Funds/ Association of Mutual Funds in India (AMFI) Sir / Madam, Su..

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Amendments to provisions in SEBI Circular dated September 16, 2016 on Unique Client Code (UCC) and mandatory requirement of Permanent Account Number (PAN)

 Notification No#SEBI/HO/CDMRD/DNP/CIR/P/2021/30      08 March 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/CDMRD/DNP/CIR/P/2021/30  March 08, 2021 The Managing Directors / Chief Executive Officers All Recognized Stock Exchanges and Clearing Corporations having Commodity Derivatives Segment Sir/Madam, Sub: Amendments to..

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Guidelines for votes cast by Mutual Funds

 Notification No#SEBI/HO/IMD/DF4/CIR/P/2021/29     05 March 2021

Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/DF4/CIR/P/2021/29 March 05, 2021 All Mutual Funds (MFs)/ Asset Management Companies (AMCs)/ Trustee Companies/ Board of Trustees of Mutual Funds/ Association of Mutual Funds in India (AMFI) Sir/ Madam, Sub: Guidelines f..

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