Shares & Stock Notification & Circulars
Circular on Reporting Formats for Mutual Funds
Notification No#SEBI/HO/IMD/IMD-I DOF2/P/CIR/2021/550 12 April 2021Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/IMD-I DOF2/P/CIR/2021/550 April 12, 2021 All Mutual Funds (MFs)/ Asset Management Companies (AMCs)/ Trustee Companies/ Board of Trustees of Mutual Funds/ Association of Mutual Funds in India (AMFI) Sir / Madam,..
SEBI (Investment Advisers) Regulations, 2013 by Paytm Money Limited (PML)
Notification No#SEBI/H0/1MD/DF1/0W/P/2021/000008743/1 09 April 2021Securities and Exchange Board of India GENERAL MANAGER INVESTMENT MANAGEMENT DEPARTMENT DIVISION OF FUNDS-1 SEBI/H0/1MD/DF1/0W/P/2021/000008743/1 April 9, 2021 Paytm Money Limited B-121, Sector-5, Noida, Uttar Pradesh- 201301 Dear Sir, Sub: Request for interpretative letter unde..
Setting up of Limited Purpose Clearing Corporation (LPCC) by Asset Management Companies (AMCs) of Mutual Funds
Notification No#SEBI/HO/IMD/IMD-1 DOF2/P/CIR/2021/0548 06 April 2021Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/IMD-1 DOF2/P/CIR/2021/0548 April 06, 2021 Asset Management Companies (AMCs)/ Trustee Companies/ Board of Trustees of Mutual Funds/ Association of Mutual Funds in India (AMFI) Sir / Madam, Subject: Setting up of Limited P..
Setting up of Limited Purpose Clearing Corporation (LPCC) by Asset Management Companies (AMCs) of Mutual Funds
Notification No#SEBI/HO/IMD/IMD-1 DOF2/P/CIR/2021/0548 06 April 2021Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/IMD-1 DOF2/P/CIR/2021/0548 April 06, 2021 Asset Management Companies (AMCs)/ Trustee Companies/ Board of Trustees of Mutual Funds/ Association of Mutual Funds in India (AMFI) Sir / Madam, Subject: Setting up of Limited P..
Securities Contracts (Regulation) Act, 1956
Notification No#42 OF 1956 01 April 2021Securities and Exchange Board of India SECURITIES CONTRACTS (REGULATION) ACT, 1956 [42 OF 1956] SECTIONS PRELIMINARY 1. Short title, extent and commencement 2. Definitions RECOGNISED STOCK EXCHANGES 3. Application for recognition of stock exchanges 4. G..
Securities and Exchange Board of India Act, 1992
Notification No#1.4.2021 01 April 2021Securities and Exchange Board of India Act, 1992 SECTIONS CHAPTER I PRELIMINARY 1. Short title, extent and commencement 2. Definitions CHAPTER II ESTABLISHMENT OF THE SECURITIES AND EXCHANGE BOARD OF INDIA 3. Establishment and incorporation of Board 4. Management of the Board ..
Guidelines pertaining to Surrender of FPI Registration
Notification No#SEBI/HO/IMD/FPI&C/CIR/P/2021/045 30 March 2021Securities and Exchange Board of India Circular No.: SEBI/HO/IMD/FPI&C/CIR/P/2021/045 March 30, 2021 To 1. Foreign Portfolio Investors (“FPIs”) 2. Designated Depository Participants (“DDPs”) and Custodians 3. The Depositories (NSDL and CDSL) 4. The Recognized..
Transfer of shareholdings among immediate relatives and transmission of shareholdings and their effect on change in control
Notification No#SEBI/HO/MIRSD/DOR/CIR/P/2021/42 25 March 2021Securities and Exchange Board of India CIRCULAR Circular No. SEBI/HO/MIRSD/DOR/CIR/P/2021/42 March 25, 2021 All Stock Brokers through exchanges All Depository Participants through Depositories All Merchant Bankers All Registrar to an Issue and Share Transfer Agent All Debenture Trust..
Combating Financing of Terrorism (CFT) under Unlawful Activities (Prevention) Act, 1967
Notification No#SEBI/HO/MIRSD/DOP/CIR/P/2021/36 25 March 2021Securities and Exchange Board of India CIRCULAR SEBI/HO/MIRSD/DOP/CIR/P/2021/36 March 25, 2021 To, All Intermediaries Registered with SEBI under Section 12 of the Securities and Exchange Board of India Act, 1992 (Through the Stock Exchanges for Stock Brokers, Depositories for Depos..
SEBI Review of delivery default norms
Notification No#SEBI/HO/CDMRD/DRMP/CIR/P/2021/35 23 March 2021Securities and Exchange Board of India CIRCULAR SEBI/HO/CDMRD/DRMP/CIR/P/2021/35 March 23, 2021 To The Managing Directors / Chief Executive Officers All Clearing Corporations having Commodity Derivatives Segment Sir / Madam, Sub: Review of delivery default norms 1. SEBI ..
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