Shares & Stock Notification & Circulars
SEBI relaxes compliance under LODR regulation & other applicable circulars
Notification No#SEBI/HO/DDHS/DDHS_Div1/P/CIR/2021/557 29 April 2021Securities and Exchange Board of India CIRCULAR No. SEBI/HO/DDHS/DDHS_Div1/P/CIR/2021/557 April 29, 2021 To All entities that have listed their debt securities/bonds All Recognized Stock Exchanges Madam / Sir, Sub: Relaxation from compliance with certain provisions of the SEB..
Disclosure of the points w.r.t schemes which are subscribed by the investor
Notification No#SEBI/HO/IMD/IMD-II DOF3/P/CIR/2021/555 29 April 2021Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/IMD-II DOF3/P/CIR/2021/555 April 29, 2021 All Mutual Funds/ Asset Management Companies (AMCs)/ Trustee Companies/Boards of Trustees of Mutual Funds/ Association of Mutual Funds in India (AM FI) Sir/ Madam, Subject: Disc..
Alignment of interest of Key Employees of AMCs with Unitholders of MF
Notification No#SEBI/HO/IMD/IMD-I/DOF5/P/CIR/2021/553 28 April 2021Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/IMD-I/DOF5/P/CIR/2021/553 April 28, 2021 All Mutual Funds (MFs)/ Asset Management Companies (AMCs)/ Trustee Companies/ Board of Trustees of Mutual Funds/ Association of Mutual Funds in India (AMFI) Sir/Madam, Subj..
SEBI Standardizing and Strengthening Policies on Provisional Rating by Credit Rating Agencies (CRAs) for Debt Instruments
Notification No#SEBI/HO/MIRSD/MIRSD_CRADT/P/CIR/2021/554 27 April 2021Securities and Exchange Board of India CIRCULAR SEBI/HO/MIRSD/MIRSD_CRADT/P/CIR/2021/554 April 27, 2021 To All Credit Rating Agencies (CRAs) registered with SEBI Dear Madam / Sir, Sub: Standardizing and Strengthening Policies on Provisional Rating by Credit Rating Agencies (CRAs..
SEBI (Portfolio Managers)(Second Amendment) Regulations, 2021
Notification No#No. SEBI/LAD-NRO/GN/2021/16 26 April 2021THE GAZETTE OF INDIA EXTRAORDINARY PART III –SECTION 4 PUBLISHED BY AUTHORITY SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 26th April, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (PORTFOLIO MANAGERS) (SECOND AMENDMENT) REGULATIONS, 2021 No. SEBI/LAD-NRO/GN/2021/1..
SEBI (Prohibition of Insider Trading) (Amendment) Regulations, 2021
Notification No#No. SEBI/LAD-NRO/GN/202 1/17 26 April 2021THE GAZETTE OF INDIA EXTRAORDINARY PART –III –SECTION 4 PUBLISHED BY AUTHORITY SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 26th April, 2021 SECURITIES AND EXCHANGE BOARD OF INDIA (PROHIBITION OF INSIDER TRADING) (AMENDMENT) REGULATIONS, 2021 No. SEBI/LAD-..
SEBI - Relaxations relating to procedural matters –Issues and Listing
Notification No#SEBI/HO/CFD/DIL2/CIR/P/2021/552 22 April 2021Securities and Exchange Board of India CIRCULAR SEBI/HO/CFD/DIL2/CIR/P/2021/552 April 22, 2021 To All Registered Merchant Bankers All Recognized Stock Exchanges All Registered Registrars to an Issue All Self Certified Syndicate Banks All listed entities All entities who propose to ..
SEBI - Relaxations relating to procedural matters –Issues and Listing
Notification No#SEBI/HO/CFD/DIL2/CIR/P/2021/552 22 April 2021Securities and Exchange Board of India CIRCULAR SEBI/HO/CFD/DIL2/CIR/P/2021/552 April 22, 2021 To All Registered Merchant Bankers All Recognized Stock Exchanges All Registered Registrars to an Issue All Self Certified Syndicate Banks All listed entities All entities who propose to ..
Circular on Guidelines for warehousing norms for Agricultural and Agri-processed goods and non-agricultural goods
Notification No#SEBI/HO/CDMRD/DMP/P/CIR/2021/551 16 April 2021Securities and Exchange Board of India CIRCULAR SEBI/HO/CDMRD/DMP/P/CIR/2021/551 April 16, 2021 The Managing Directors / Chief Executive Officers, All Recognized Stock Exchanges and Clearing Corporations having commodity derivatives segment Dear Sir / Madam, Sub: Guidelines for w..
Circular on Reporting Formats for Mutual Funds
Notification No#SEBI/HO/IMD/IMD-I DOF2/P/CIR/2021/550 12 April 2021Securities and Exchange Board of India CIRCULAR SEBI/HO/IMD/IMD-I DOF2/P/CIR/2021/550 April 12, 2021 All Mutual Funds (MFs)/ Asset Management Companies (AMCs)/ Trustee Companies/ Board of Trustees of Mutual Funds/ Association of Mutual Funds in India (AMFI) Sir / Madam,..
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