Go Ad-Free on CAclubindia with Daily Mobile Updates. Subscribe Now!

Shareholding Pattern

CA Suraj Prasad Shaw (Chartered Accountant) (504 Points)

01 July 2011

As per clause 35 of listing agreement, a shareholding pattern for each quarter is required to be submitted to the concerned stock exchange. Please clarify me who is require to sign the shareholding pattern, Compliance Officer or the managing Director of the Company.

Reply
Follow
Share

4 Replies

siddhi08 (C.S.) (201 Points)
Replied 01 July 2011

As per my knowledge, Compliance Officer require to sign the Shareholding Pattern, the submission of the same need to be within 21 days of end of quater in absence of Compliance Officer M.D. can also sign.

Dear Experts please retifiy me if i am wrong...

Upgrade to CAclubindia Pro. Subscribe Now!

Nidhi Jain (CS ) (987 Points)
Replied 01 July 2011

Siddhi is right.

every listed co. has a compliance officer so he shall sign the Shareholding Pattern but if he is absent from office due to leave or any other reason MD can also sign the same. It means first this should be signed by Compliance officer and only in the case of his absence by MD.

CA Suraj Prasad Shaw (Chartered Accountant) (504 Points)
Replied 01 July 2011

Originally posted by : siddhi08
	As per my knowledge, Compliance Officer require to sign the Shareholding Pattern, the submission of the same need to be within 21 days of end of quater in absence of Compliance Officer M.D. can also sign. Dear Experts please retifiy me if i am wrong...

Thanks........

CA Suraj Prasad Shaw (Chartered Accountant) (504 Points)
Replied 01 July 2011

Originally posted by : Nidhi Jain
	Siddhi is right. every listed co. has a compliance officer so he shall sign the Shareholding Pattern but if he is absent from office due to leave or any other reason MD can also sign the same. It means first this should be signed by Compliance officer and only in the case of his absence by MD.

Thanks.......................