ICSI – CCRT Program on Internal Audit Of Stock Brokers / Cle

CMA KNVV Sri Vidya - Sri Kanth (C.A.Final (New) ICWAI FINAL (New))   (11269 Points)

27 March 2009  

 
ICSI - Centre for Corporate Research & Training    
 

 
 
 


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PCH - 4
 


Announces
 Orientation Program on
INTERNAL AUDIT OF STOCK BROKERS / CLEARING /TRADING MEMBERS  
BY
PRACTISING COMPANY SECRETARIES

Introduction
The Securities & Exchange Board of India vide Notification No. MIRSD/ DPSIII/ Cir-26/ 08 dated 22nd August 2008 and subsequent Notification No. MRD/DMS/Cir-29/2008 dated 21st October 2008 decided that stock brokers / trading members / clearing members shall carry out complete internal audit on a half yearly basis inter alia, by company secretaries in practice. The first half year period would start from October 2008.
ICSI – CCRT is organising this orientation program to familiarise the Members with the intricacies and responsibilities in carrying out this Internal Audit.
Day, Date & Timing
Monday 30th March 2009                                                  09.30am to 02.00pm
                                                                                               Followed by lunch
Venue
A.C. Conference Hall ICSI-CCRT ,   Plot No. 101, Sector 15, Institutional Area, CBD Belapur, Navi Mumbai – 400 614
Proposed Coverage
Ø       Scope of Internal Audit
Ø       Applicability
Ø       Format of Certificate of Internal Audit
Ø       Methodology
Ø       Professional Responsibility
Ø       Compliance Inputs  
Ø       CompetencyBuilding and other aspects
Faculty Include
Shri B. Narasimhan,
Vice President, Karvy Computershare Pvt. Ltd.
Member, Central Council, ICSI
Shri Rakesh Puri
Executive Director, Elara Capital Securities (I) Ltd.
Shri Bhavesh Vora
Chartered Accountant & Past President, Chamber of Tax Consultants
Shri B. Renganathan
Vice President – Corporate Affairs & Company Secretary
Edelweiss Corporate Centre
Participant Mix
The program is expected to be more useful to the Practising Members of ICSI and Members working with broking intermediaries.
Fees
Members : Rs. 600.00 per person
Others :       Rs. 750.00 per person 
to cover the cost of   Course Kit , Lunch, & other organisational expenses.

*Annual Members of ICSI – CCRT can attend this program free of charge.
Prior registration is desirable.
For Registration
crt @ vsnl.com

Fee may be paid through local cheque/DD payable at Mumbai in favour of “ICSI-CCRT A/c” to: Shri Gopal Chalam, Dean, ICSI-CCRT, Plot No. 101, Sector – 15, Institutional Area, CBD Belapur, Navi Mumbai – 400 614, Ph : 022-27577814/15, 022- 4102 1515 email :c