Can anyone please guide me about the details of ncfm course.......i mean the admission procedure, duration , criteria for examination , course fee, etc.
Please do reply as soon as possible
saba fatma (Articleship) (139 Points)
25 March 2010Can anyone please guide me about the details of ncfm course.......i mean the admission procedure, duration , criteria for examination , course fee, etc.
Please do reply as soon as possible
Test Details
Salient Points of the NSDL - Depository Operations Module :
Test Duration (in minutes)
|
75
|
No. of Questions
|
60 |
Maximum Marks
|
100 |
Pass Marks %
|
60 |
Certificate Validity (in years)
|
5 |
Candidates securing 80 % or more marks are awarded Certified Trainer certificate.
One-fourth mark will be deducted for incorrect answer.
Eligibility
There are no restrictions of age or qualifications for registration to the NCFM programme or for taking the NSDL-Depository Operations Module examination. Computer literacy will be beneficial while answering the test as the test is completely computerised, using a highly user-friendly web based application.
Test Fees
Enrollment Fees |
Rs. 1,500 for each enrollment w.e.f. October 1, 2008 |
Score Reporting |
Scorecard is issued on the spot to the candidate after the completion of test. This service is free of charge. |
Duplicate Certificate |
Rs. 200/- payable by demand draft, enclosed with the application letter giving details of the test. (Certificate is issued to only successful candidates) Payment through demand draft only. |
Once you are registered in the NCFM programme, you can take as many modules and number of attempts as desired by paying the Enrollment Fees for every attempt.
Payment can be made through the OFFLINE mode by means of Demand Draft only. The Demand Draft should be in favour of 'National Stock Exchange of India Limited', payable at the respective test centre.
Candidates can also avail of the ONLINE mode of payment wherein payment can be made by credit card / netbanking / cash payment in designated ICICI branches. Fees once paid shall not be refunded.
Ankur Garg
(Company Secretary and Compliance Officer)
(114773 Points)
Replied 25 March 2010
The NCFM Programme
Taking into account international experience and the needs of the Indian financial markets, National Stock Exchange introduced in 1998 a facility for testing and certification by launching NSE's Certification in Financial Markets (NCFM).
NCFM is an online testing and certification programme. It tests the practical knowledge and skills required to operate in the financial markets. Tests are conducted in a secure and unbiased manner and certificates awarded based on merit of the candidate to qualify the on-line test.
The entire process of testing, assessing and scores reporting in the NCFM is fully automated. The system is operated through an intranet facility by using a central World Wide Web server with terminals located at each of the designated test centres to be used as an examination front end. Communication between the central server and the test centres is achieved through VSAT/leased line network.
The Test is also offered through the Internet to enable candidates outside the designated test centres to take tests at their convenience. This allows flexibility in terms of testing centres, dates and timing and provides easy accessibility and convenience to candidates.
The easy accessibility as well as flexibility involved in the NCFM programme has resulted in its wider acceptance among market intermediaries, students and regulators.
NCFM Procedures
On-line Registration
Off-line Registration (manual)
Ankur Garg
(Company Secretary and Compliance Officer)
(114773 Points)
Replied 25 March 2010
FAQ
Who can join NCFM?
No formal educational background is necessary for registration to the NCFM programme. Nor is there an age requirement. However, candidates are expected to be numerate and comfortable with written English.
How to join NCFM?
One can join NCFM by registering himself for the programme by filling up part-I of the prescribed registration form. The candidate may enroll for the chosen module by filling up part-II of the said form. The details regarding the test center, date and time of test are informed to the candidate.
Is there any deadline for taking the test?
Yes. Test fees are valid for six months from the date of payment. Candidates need to enroll for the test(s) within six months from payment of fees.
Is it necessary to take test of all modules of the NCFM?
No. A candidate can seek testing and certification in any module of his choice.
When and where to take the test?
The test is conducted everyday on week days (except on Exchange specified holidays) at all six NSEIL offices viz., Mumbai, New Delhi, Kolkata, Chennai, Hyderabad and Ahmedabad. Such tests are also offered from any other location in India, if there is adequate demand for the same.
How to prepare for the test?
On submission of the prescribed form along with the test fees, the candidate is supplied with study material for all modules EXCEPT for AMFI-Mutual Fund Modules, Corporate Governance Module, Compliance Officers Modules, Risk Analysis & Insurance Planning Module, Retirement Planning & Employee Benefits Module, Investment Planning Module and Tax Planning & Estate Planning Module. The study material for Mutual Funds Modules is available at: Association of Mutual Funds in India, 706-708, Balarama, Bandra-Kurla Complex, Bandra (East), Mumbai - 400 051. Telephone Nos.: 26590206 / 26590243 / 26590246 / 26590382, Fax Nos. :26590209 /26590235.
NCDEX distributes the training material of Commodities Market Module free of cost only to their active members and to others at a cost of Rs.500/- plus courier charges. Kindly contact NCDEX office for this training material at NCDEX, Exchange Plaza, Bandra-Kurla Complex, Bandra (E), Mumbai - 400051. Tele.No.:(022)56406789, Fax : (022)56406899. No study material will be provided for Compliance Officers Modules. The candidates are required to refer to the relevant books, circulars, manuals etc., as per the given curriculum, on their own.
Can I postpone the Test?
Once a test date and time slot have been allotted, the test can not be rescheduled. You may seek fresh enrollment.
How to take the test?
On arrival at the designated test centre on the specified day, the test administrator verifies identity of the candidate and grants him access to the test terminal. In case of online enrollment, candidates are required to bring hall ticket with their photograph duly affixed on it alongwith photo id proof (as mentioned on the hall ticket) which is verified by the test administrator before allowing the candidate to take the test.
Taking the test on the NCFM’s automated testing system is very simple. The candidate is provided a practice test to familiarise himself before the actual test. On punching the registration number, the system generates a completely new and unique question paper consisting of questions selected randomly from a vast question bank. The system ensures that although the candidates get different questions in a question paper, the same level of difficulty is maintained for each of them. The questions are followed by four probable answers. The correct alternative needs to be indicated by click of the mouse. The time remaining to complete the paper is constantly displayed on the top right-hand corner. Once the candidate completes answering the question paper, he submits the same for evaluation. The answers are evaluated immediately and the marks are provided to him on the spot by the computer. There is, however, a system of negative marking for incorrect answers. The negative marking is applicable to all modules, except Financial Markets: A Beginner’s Module, Mutual Funds: A Beginner’s Module, Currency Derivatives: A Beginner’s Module, Equity Derivatives: A Beginner’s Module, Risk Analysis & Insurance Planning Module, Retirement Planning & Employee Benefits Module, Investment Planning Module, Tax Planning And Estate Planning Module and Examination 5.
The method of answering questions is shown here with an example:
Q: NSE was incorporated in
a. June, 1994
b. November, 1992
c. April, 1993
d. December, 1993
If you think that alternative 'b' is the correct answer to this question, then click the mouse in the circle provided against the alternative ‘b’ in order to highlight it. You can edit your answer by clicking on any other alternative.
Model tests are also available on the NSE website. In order to familarise yourself about the pattern of the question paper, you may attempt model test papers of Derivatives Market (Dealers) Module, NSDL-Depository Operations Module, Capital Market (Dealers) Module, Securities Market (Basic) Module, Commodities Market Module, FIMMDA-NSE Debt Market (Basic) Module, Compliance Officers (Brokers) Module, Compliance Officers (Corporates) Module and Surveillance in Stock Exchanges Module.
When do I get my result?
Marks are provided to the candidate immediately on submission of the answer paper. A certificate is mailed to the successful candidates within 15 to 20 days from the test date. However, in case of Risk Analysis & Insurance Planning Module, Retirement Planning & Employee Benefits Module, Investment Planning Module and Tax Planning & Estate Planning Module, a certificate is mailed within 30 to 40 days from the test date.
Can I get any assistance during the test?
The candidate can bring only a scientific calculator and a pen to the examination hall and nothing else. No assistance is available during the test. Rough sheets are provided to the candidate for carrying out their workings. A backup sheet is provided to the candidate to list out the answers selected by him. The candidate is required to return the rough sheets and the backup sheet to the invigilator before leaving the test room. A candidate found using any unfair means (including use of mobile telephone) or in possession of any incriminating material during the test will be expelled from the examination hall and his test would be cancelled. The decision of the invigilator in this regard shall be final.
How long is the Certification valid?
The certificate remains valid for 5 years from the date of the test for all modules EXCEPT Derivatives Market (Dealers) Module, Commodities Market Module, Information Security Auditors Module, AMFI-Mutual Fund (Basic) Module, Risk Analysis & Insurance Planning Module, Retirement Planning & Employee Benefits Module, Investment Planning Module and Tax Planning & Estate Planning Module.
In case of AMFI-Mutual Fund (Basic) Module the certificate remains valid for life-time. In case of Information Security Auditors Module the certificate remains valid for 2 years. In case of Commodities Market Module and Derivatives Market (Dealers) Module the certificate remains valid for 3 years. In case of Derivatives Market (Dealers) Module, the certificate can be extended to 5 years by undergoing a prescribed and approved refresher course. This ensures that the candidate continuously updates his knowledge and skill. The course contents are revised frequently in tune with changes in the environment ensuring that the candidates passing out are equipped with the latest skills required in the industry.
Can I cancel my scores?
You cannot have your scores cancelled. You may reappear for the same test to improve your scores by seeking fresh enrollment in the same module. In case of Information Security Auditors Module a certificate is issued only when candidate clears Part-1 and Part-2. In case, candidate wants to improve score in the said module, he has to clear again both Part - 1 and Part - 2 in order to obtain certificate with the revised scores.
How much to pay?
A candidate is required to pay a one-time fee of Rs. 200/- (currently exempted) at the time of registration.
Here's a quick recap of the fees:
Sr. No. |
Name of Module |
Fees (Rs.) |
1 |
Financial Markets: A Beginners’ Module |
1500 |
2 |
Mutual Funds: A Beginners' Module |
1500 |
3 |
Currency Derivatives: A Beginner’s Module |
750# |
4 |
Equity Derivatives: A Beginner’s Module |
750# |
5 |
Securities Market (Basic) Module |
1500 |
6 |
Capital Market (Dealers) Module |
1500 |
7 |
Derivatives Market (Dealers) Module |
1500 |
8 |
FIMMDA-NSE Debt Market (Basic) Module |
1500 |
9 |
NISM-Series-I: Currency Derivatives Certification Examination |
1000 |
10 |
NISM-Series-II-A: Registrars to an Issue and Share Transfer Agents – Corporate Certification Examination |
1000 |
11 |
NISM-Series-II-B: Registrars to an Issue and Share Transfer Agents – Mutual Fund Certification Examination |
1000 |
12 |
NSDL–Depository Operations Module |
1500 |
13 |
Commodities Market Module |
1800 |
14 |
AMFI-Mutual Fund (Basic) Module |
1000 |
15 |
AMFI-Mutual Fund (Advisors) Module |
1000 |
16 |
Surveillance in Stock Exchanges Module |
1500 |
17 |
Corporate Governance Module |
1500 |
18 |
Compliance Officers (Brokers) Module |
1500 |
19 |
Compliance Officers (Corporates) Module |
1500 |
20 |
Information Security Auditors Module (Part-1) |
2250 |
Information Security Auditors Module (Part-2) |
2250 |
|
21 |
FPSB India Exam 1 to 4* |
2000 per exam |
22 |
Options Trading Strategies Module |
1500 |
* Modules of Financial Planning Standards Board India (Certified Financial Planner Certification) i.e. (i) Risk Analysis & Insurance Planning (ii) Retirement Planning & Employee Benefits (iii) Investment Planning and (iv) Tax Planning & Estate Planning.
# Revision in test fees and test parameters with effect from April 01, 2010. Please refer to circular NSE/NCFM/13815 dated January 01, 2010 for details.
If desired by the candidate, test scores are reported for the first time free of cost to the desired person. Every subsequent score reporting requires payment of Rs. 50/-Duplicate certificate is issued at a fee of Rs. 200/-.
Score Reporting |
Scorecard is issued on the spot to the candidate after the completion of test (only if photograph uploaded). This service is free of charge. For subsequent requests for scorecard a demand draft of Rs. 50/- is payable. (Payment through demand draft only) |
Duplicate Certificate |
Rs. 200/- payable by demand draft, enclosed with the application letter giving details of the test (Certificate is issued to only successful candidates). Payment through demand draft only. |
Payment can be made through the OFFLINE mode by means of Demand Draft only. The Demand Draft should be in favour of 'National Stock Exchange of India Limited’, payable at the nearest NSE office. Candidates can also avail of the ONLINE mode of payment wherein payment can be made by credit card / debit card / netbanking / cash payment in designated ICICI branches. Fees once paid shall not be refunded.Payment for Risk Analysis & Insurance Planning Module, Retirement Planning & Employee Benefits Module, Investment Planning Module and Tax Planning & Estate Planning Module should be made by the ONLINE mode of payment only.
Who should I address my queries?
For all enquiries/help regarding the NCFM programme, kindly contact the test administrator at the nearest test centre. Additional information on the NCFM programme can also be obtained at NSE's web-site: nseindia.com or by sending an email at ncfm @ nse.co.in
Candidates who wish to, may courier their forms to The NCFM Dept. at the following addresses depending on their choice of test center :
Test Centres :
INFORMATION
saba fatma
(Articleship)
(139 Points)
Replied 25 March 2010
thank u so much......
the certificate will be valid only for 5 years and after that do I need to renew it or give the examination again..
please help
Ankur Garg
(Company Secretary and Compliance Officer)
(114773 Points)
Replied 25 March 2010
NCFM Modules
NCFM currently tests expertise in the following modules. Click on the links below to get more details on the modules.
01. Financial Markets: A Beginner's Module | |||||||||||||||||||||||||||||||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
This is a basic level programme for those who wish to either begin a career in the financial markets in India or simply learn the fundamentals of capital markets. The course is structured to help understand the basic concepts relating to different avenues of investment, the primary and the secondary market, the derivatives market and financial statement analysis.
|
02. Securities Market (Basic) Module | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
This module develops on the Financial Market Beginner’s Module. It discusses the issues relating to different areas of securities market in greater depth and detail than the Financial Market Beginner’s Module. In addition, the course helps understand the securities market structure, regulatory framework and the basics of corporate finance.
|
03. Currency Derivatives: A Beginner’s Module | |||||||||||||||||||||||||||||||||||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
This module has been designed with a view to improve awareness about the ‘Currency Derivatives’ product, which has been made available for trading in the Indian securities market in 2009. The course content is structured to help a beginner understand what the product is, how it is traded and what uses it can be put to.
|
04. Mutual Funds: A Beginner's Module | |||||||||||||||||||||||||||||||||||||||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
Mutual funds have become a much sought after investment product in recent years. This course demystifies the concept of mutual funds and helps create awareness and knowledge about the industry and its functioning.
|
05. Equity Derivatives: A Beginner's Module | |||||||||||||||||||||||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
This module has been prepared with a view to equip candidates with basic but essential information and concepts regarding the equity derivatives markets.
|
06. Interest Rate Derivatives: A Beginner's Module | |||||||||||||||||||||||||||||||||||||||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
Interest rate risk management is becoming increasingly important not just for the financial sector, but for the household sectors as well. Interest rate derivative products are the primary instruments available to manage such risks. Interest Rate Derivatives: A Beginner's Module aims at creating a better understanding of the concepts underlying the money market and giving insights into the motives of and operations related to the trading of interest rate derivatives.
|
07. Capital Market (Dealers) Module | |||||||||||||||||||||||||||||||||||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
This module discusses the operational aspects of the equity market, namely, trading, clearing and settlement. It also discusses the membership in stock exchanges. The growing popularity of this module has initiated NSE to make the tests available to candidates in other languages such as Gujarati and Hindi.
|
08. Derivatives Market (Dealers) Module | |||||||||||||||||||||||||||||||||||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
Derivatives are known to be among the most powerful financial instruments. The Indian equity derivatives market has seen tremendous growth since the year 2000 when equity derivatives were introduced in India. This module provides insights into different types of equity derivatives, their trading, clearing and settlement and the regulatory framework.
|
09. FIMMDA-NSE Debt Market (Basic) Module | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
This module explains in simple terms the basic concepts of different types of debt instruments (G-secs, T-bills, CPs, Bonds and CDs) and provides useful insights into the Indian debt market, its various components, the trading mechanism of debt instruments in stock exchanges, bond valuation and so on.
|
10. Investment Analysis and Portfolio Management | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
Investment Analysis and Portfolio Management is a growing field in the area of finance. This module aims at creating a better understanding of the various concepts/principles related to investment analysis and portfolio management.
|
11. Commodities Market Module | |||||||||||||||||||||||||||||||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
The aim of this module is to provide beginners as well as the dealers with both theoretical and applied knowledge pertaining to commodities trading. The module is beneficial for those who wish to pursue careers in brokerage firms dealing in commodity derivatives. This module has been developed jointly by NSE and NCDEX.
|
12. Options Trading Strategies Module | |||||||||||||||||||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
There are vast arrays of strategies available for trading options. This module discusses the objectives of these strategies and the conditions under which they are successful. It is advisable to take the NCFM Derivatives Markets (Dealers) Module test which would make you familiar with the basic concepts of the options market, before attempting this module.
|
13. Surveillance in Stock Exchanges Module | |||||||||||||||||||||||||||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
Effective surveillance is the sine qua non for a well functioning capital market. This module has been developed pursuant to the desire of the Inter-Exchange Market Surveillance Group of SEBI to have a certified training programme. The module provides insights into the surveillance issues in the stock market. transactions.
|
14. NSDL-Depository Operations Module | |||||||||||||||||||||||||||||||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
An efficient depository is critical to the efficient functioning of the capital market. This module provides deep insight into the functioning of the depository and outlines the various operational issues. It has been mandated by the National Securities Depository Limited (NSDL) (which is one of the depositories in India), that all branches of depository participants must have at least one person qualified in this certification programme. This module has been jointly developed by NSE and NSDL.
|
15. AMFI-Mutual Fund (Basic) Module | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
This module gives more than an elementary knowledge about the mutual funds. It covers the legal and regulatory environment in which the mutual fund industry works and also outlines the accounting, valuation and taxation issues related to mutual funds. This module has been developed by the Association of Mutual Funds in India (AMFI). AMFI- Mutual Fund (Advisors) Module is currently available in English, Gujarati and Hindi languages. The workbook for the module, which is available for a fee at AMFI, remains in English but the online test is conducted in Gujarati and Hindi languages also.
|
16. AMFI-Mutual Fund (Advisors) Module | |||||||||||||||||||||||||||||||||||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
The module is designed to address the specific needs of mutual fund distributors and advisors. The aim is to ensure that these distributors advise the investment community appropriately. It is mandatory for agent-distributors and all those engaged in the marketing and selling of mutual funds schemes. AMFI- Mutual Fund (Advisors) Module is currently available in English, Gujarati and Hindi languages. The workbook for the module, which is available for a fee at AMFI, remains in English but the online test is conducted in Gujarati and Hindi languages also.
|
17. Corporate Governance Module | |||||||||||||||||||||||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
To build confidence among investors, it is imperative to adopt the best corporate governance policies and practices. Recognizing this need, this module endeavors to impart knowledge about the evolution of the corporate governance in India. It also discusses important concepts related to corporate governance and the regulatory framework governing it. This module has been jointly developed by NSE and The Institute of Company Secretaries of India (ICSI).
|
18. Compliance Officers (Brokers) Module | |||||||||||||||||||||||||||||||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
Compliance officers at brokerage firms need to have comprehensive knowledge and an adequate understanding of the acts governing the securities market in India, rules and regulations of the exchange, listing procedures etc, since such knowledge is a prerequisite for compliance. The Compliance Officers (Brokers) Module addresses this need. Those interested in taking the test in this module need to refer to the SEBI manual, relevant rules, regulations, acts, circulars etc as per the curriculum. Please note that no study material is provided for this module.
|
19. Compliance Officers (Corporates) Module | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
Compliance officers of any company needs to have adequate knowledge of the legal and regulatory requirements for carrying out the business of that company. A sound knowledge of these helps the organization adhere to the required compliance standards. The Compliance Officers (Corporates) module tests the candidates on their knowledge of the relevant rules, regulations and guidelines governing the corporates such as the Companies Act. Those of you, interested in taking the test in this module need to refer to the Companies Act, SC(R)A, Depositories Act etc as per the curriculum. Please note that no study material is provided for this module.
|
20. Modules of Financial Planning Standards Board India (Certified Financial Planner Certification) | |||||||||
---|---|---|---|---|---|---|---|---|---|
Financial Planning Standards Board India, currently, conducts tests in four modules, namely (i) Risk Analysis & Insurance Planning (ii) Retirement Planning & Employee Benefits (iii) Investment Planning and (iv) Tax Planning & Estate Planning. For any query for the said test(s), candidates need to contact FPSB India at: Tel No 022-61712424 email: info @ fpsbindia.org website: https://www.fpsbindia.org
|
21. Information Security Auditors Module (Part-1) & Information Security Auditors Module (Part-2) | |||||||||||||||||||||||||||||||||||||||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
Information security is of vital importance in the corporate environment where a vast amount of information is processed by organizations on a day to day basis. An information security audit is one of the best ways to determine the security of an organization’s information. This module has been developed for those involved with or interested to know about information security related issues in the financial markets. On successful completion of both the parts of this module, candidates are provided with a 'Certified Information Security Auditor for Financial Markets' certification. This module has been jointly developed by NSE and the iSec Services Pvt. Ltd. (iSec).
|
22. NISM-Series-I: Currency Derivatives Certification Examination (NISM-Series-I: CD Examination) | |
---|---|
23. NISM-Series-II-A: Registrars to an Issue and Share Transfer Agents - Corporate Certification Examination | |
---|---|
24. NISM-Series-II-B: Registrars to an Issue and Share Transfer Agents – Mutual Fund Certification Examination | |
---|---|
Ankur Garg
(Company Secretary and Compliance Officer)
(114773 Points)
Replied 25 March 2010
Originally posted by : saba fatma | ||
thank u so much...... the certificate will be valid only for 5 years and after that do I need to renew it or give the examination again.. please help |
You have to give the examination again.
Abha gupta
(student (cs final/ trainee))
(216 Points)
Replied 29 October 2012
How to write the certification course in NCFM(NSE Certification Course in Financial Module)?
Hello friend :
How ever NCFM is a NSE'S certificate in financial market. This exam was conducting because of testing and certification has assumed significance in India as there is no formal education or training on financial markets, especially in the area of operations, while at the same time the market has undergone a complete transformation in the recent years. There are so many modules in NCFM among all only some will be very helpful like : Derivatives Market module. Capital market dealers module. Commodities market module. Investment analysis and portfolio management. A part from this ONE more exam conducted by AMFI that is MUTUAL FUND basic module. If you get three certificates then you will get NCPM. If you have qualified 5 certificates then you will be professional in nse. you name will be registered in the NSE site. NCFM is the online exam you have to be registered online in the site : https://www.nseindia.com/content/ncfm...me_to_ncfm.htm
1. first you have to login.
2.New registration.
3.Give your details.
4.Mode of payment.
5.Enrollment for test
6.Hall ticket.
7. photo upload Depositary operation module Read more:
https://mbadiscussions.com/how-write-certification-course-ncfm-nse-certification-course-financial-module-5634.html#ixzz2AfL9rHgT
Abha gupta
(student (cs final/ trainee))
(216 Points)
Replied 29 October 2012
ITS REALLY HELPFUL...........
AND I GOT TOO MUCH INORMATION FROM OTHER SITES ALSO. I HAVE STILL CONFUSION THAT WHAT TO DO FOR BECOME COMPLIANCE OFFICER, MEANS I NEED TO GET 5 CERTIFICATE......... ONE CERTIIACATE IS VALID ONLY FOR 5 YEAR THEN HOWZ GET 5 CERTIFCATE............... CAN ANYONE ELIGIBLE FOR 5 MODULE... AND GET PASSED OR NOT??????????? PLZ SUGGEST..........
VINAYKUMAR S HEGDE
(Article Assistant)
(28 Points)
Replied 29 October 2012
Abha gupta
(student (cs final/ trainee))
(216 Points)
Replied 30 October 2012
Originally posted by : VINAYKUMAR S HEGDE | ||
Please uplode what ever the information u got from other site |
ohk, i'll try to upload all the things, but due to exam, at this tym i am unable to upload all the things...........
ANKUR SIR ALREADY UPLOAD THE ALL STATUS NO NEED TO OTHERS"S INFORMATION........ so go for it.......................
GOOD LUCK >>>>>>>
GOOD DAY <<<<<<<<
REGARDING,
ABHA GUPTA
sreebala
(student)
(193 Points)
Replied 18 December 2012
hello frds thaq 4 giving revalant information but plz let me know while doing article ship can we do this ?
Abha gupta
(student (cs final/ trainee))
(216 Points)
Replied 02 January 2013
please let me know what is the last date for apply???????
and get for enroll? Is it fix as same as in CS or in CA........................
Abha gupta
(student (cs final/ trainee))
(216 Points)
Replied 04 January 2013
for more enqury go for NSE website and another site is
https://www.gojobsindia.com/Thread-NSE-s-Certification-NCFM-Modules-details-Test-Model-Papers-Full-Study-Materials
amisha paswan
(4 Points)
Replied 28 September 2023
Thank you for the article. This article is so informative for everyone.
<a href=”https://ifda.in/ncfm-options-strategies-course.php”>NCFM option Strategies course in Delhi</a>