COMPLIANCE CERTIFICATE

Page no : 2

(Guest)

Can anyone please send me the draft compliance certifiacte for public companny with its checklist

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(Guest)

Can anyone please send me the draft compliance certifiacte for public companny with its checklist at adnanginwala @ gmail.com

K Sreeharsha (CA Final) (54 Points)
Replied 19 May 2009

Hi Friends please send me the draft copy of Compliance report my email ID is thatsharsha @ gmail.com

CS Ekta (Company Secretary) (309 Points)
Replied 20 May 2009

Dear Tanya,

Enclosed herewith is an article on Secretarial Audit. Hope this will help you

Attached File : 8 secretarial audit & compliance audit.pdf downloaded: 393 times

Ajay Mishra (Company Secretary) (74337 Points)
Replied 22 May 2009

Please find enclosed compliance checklist for secretarial Audit for Private Company for your information and record.

Regards

Ajay

Attached File : 55 compliance checklist private.doc downloaded: 379 times

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Dheeraj (Associate) (30 Points)
Replied 22 May 2009

Can anyone please send me checklist for issue of compliance certificate to a company?

dkmishra_noida @ yahoo.co.in

pawan (service) (93 Points)
Replied 23 May 2009

REQUIREMENTS FOR COMPLIANCE CERTIFICATE

(For the Year ended 31.03.2007)

Name of the Company:

Regn. No./CIN of the Company:

Maximum no. of shareholders:

Auth. Capital:

Paid-up Capital:

Regn. Office address:

Date of AGM (Held in 2006):

Date of Board Meetings:

(01.04.06 to 31.03.07)

Change of object: Date of Board meeting ………………………...Date of EGM ………………..

Increase of Auth. Capital : Date of Board meeting …………… Date of EGM …………………….

Change of Regd. Office: Date of Board meeting………………………

(If one state to another) Date of Board meeting …………Date of EGM ………….Order date ………

Change of Auditor : Date of Board meeting……………….. Date of EGM ……………..

Any other EGM held : Date of EGM ………….. Date of Notice ……………………

Reason for EGM ……………………..

No. of shares allotted with date:

No. of shares transferred woth date :

Period of closure of Register of Members:

No. of Directors appointed or Resigned with date :

(01.04.06 to 31.03.07)

Date of signing of B/S of 2006 ……………………. 2007 ………………………….

Any Other Resolution (If any) Submitted any authority-date of meeting:

(From 01.04.2006 to 31.03.2007) …………………………………………

PF applicable: Yes/No

Details of Documents filed with ROC/CLB (From 01.04.2006 to 31.03.2007)

(Including Form Nos. 2, 5, 18, 32, 23, 21, 8 & 13, 13 & 17)

Name of Document

Date of Document

Date of filling with ROC/CLB

A/R

B/S

Compl.

Form. No.-

REQUIREMENTS FOR COMPLIANCE CERTIFICATE
(For the Year ended 31.03.2007)
Name of the Company:
Regn. No./CIN of the Company:
Maximum no. of shareholders:
Auth. Capital:	Paid-up Capital:
Regn. Office address:
Date of AGM (Held in 2006):
Date of Board Meetings:
(01.04.06 to 31.03.07)
Change of object: Date of Board meeting ………………………...Date of EGM ………………..
Increase of Auth. Capital : Date of Board meeting …………… Date of EGM …………………….
Change of Regd. Office: Date of Board meeting………………………
(If one state to another) Date of Board meeting …………Date of EGM ………….Order date ………
Change of Auditor : Date of Board meeting……………….. Date of EGM ……………..
Any other EGM held : Date of EGM ………….. Date of Notice ……………………
Reason for EGM ……………………..
No. of shares allotted with date:
No. of shares transferred woth date :
Period of closure of Register of Members:
No. of Directors appointed or Resigned with date :
(01.04.06 to 31.03.07)
Date of signing of B/S of 2006 ……………………. 2007 ………………………….
Any Other Resolution (If any) Submitted any authority-date of meeting:
(From 01.04.2006 to 31.03.2007) …………………………………………
PF applicable: Yes/No
Details of Documents filed with ROC/CLB (From 01.04.2006 to 31.03.2007)
(Including Form Nos. 2, 5, 18, 32, 23, 21, 8 & 13, 13 & 17)
Name of Document	Date of Document	Date of filling with ROC/CLB
A/R
B/S
Compl.
Form. No.-

tulsi (student) (25 Points)
Replied 31 August 2009

can u send me the checklist for complaince certificate

Ajay Mishra (Company Secretary) (74337 Points)
Replied 01 September 2009

Dear Tulsi,

Please find enclosed herewith checklist for compliance certificate, this will help you.

Regards

Attached File : 11 checklist for compliance certificate.doc downloaded: 266 times

Astha ( ) (72 Points)
Replied 25 October 2009

Dear All !!!

If there is any adverse remark by the auditor in the last Auditor Report [with respect to previous year financial statements.] Then is it required to be disclosed in the compliance certificate,that what was it and how it has been resolved. The question is ,will this item appear in compliance certificate and if the ans is yes then in what manner ??? How it would be presented ????

Thanks & regards

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Astha ( ) (72 Points)
Replied 31 October 2009

Dear All !!

This query has been resolved in expert section and see the answer below ;

Directly a practicing CS is not required to comment upon adverse remark given by auditor through Compliance Certificate given u/s 383A.

It is duty of the board of directors to comment upon adverse remarks given by the auditor through their directors report as desired by section 217.

But in Compliance Certificate given u/s 383A a practicing CS comments whether company has complied with all the requirement as desired by section 217 regarding board report. Thus in this way a practicing CS indirectly deal with the situation.

Regards
.