Can anyone please share the format of the certificate to be circulated on Compliance report of all laws applicable to a company under clause 49 of the listing agreement?
What procedure can be set up for the same?
dipali shinde (company secretary) (163 Points)
09 January 2012Can anyone please share the format of the certificate to be circulated on Compliance report of all laws applicable to a company under clause 49 of the listing agreement?
What procedure can be set up for the same?
Keval Ponkiya
(CA CS MBA(Fin.) M.Com. L.L.B.)
(223 Points)
Replied 09 January 2012
Dipali its a simple excel format !!!
Please send me your e-mail id, I will send it back to you !!! just fill up and send !!!
specifically if you don't mind to give e-mail id !!!
Keval Ponkiya
(CA CS MBA(Fin.) M.Com. L.L.B.)
(223 Points)
Replied 09 January 2012
wwooww !!!
Lovely its great !!! yar
Keval Ponkiya
(CA CS MBA(Fin.) M.Com. L.L.B.)
(223 Points)
Replied 09 January 2012
you sent the whole format and requirements !!! thats why !!! madam
Lovely kumari
(Practising CS)
(501 Points)
Replied 09 January 2012
dipali shinde
(company secretary)
(163 Points)
Replied 09 January 2012
Dear All,
I am speaking about the compliance required for all laws applicable to a company under Clause 49 (1C) (iii) of the listing agreement.
Regards
Dipali
Lovely kumari
(Practising CS)
(501 Points)
Replied 09 January 2012
Quarterly Compliance Report on Corporate Governance.
Name of the Company :
Quarter Ending on :
Particulars |
Clause of Listing Agreement |
Compliance Status (Yes/No) |
Remarks |
|
1 |
2 |
3 |
4 |
|
Board of Directors |
49 I |
|
|
|
Audit Committee |
49 II |
|
|
|
Shareholding/Investors Grievance Committee |
49VI(C) |
|
|
|
Remuneration of Directors |
49 III |
|
|
|
Board Procedures |
49 IV |
|
|
|
Management |
49 V |
|
|
|
Shareholders |
49 VII |
|
|
|
Report on Corporate Governance |
49 VII |
|
|
Note:
In the remarks column, reasons for non-compliance may be indicated, for example, in case of requirement related to requirement related to circulation of information to the shareholders, which would be done only in the AGM/EGM, it might be indicated in the “Remarks” column – will be complied with at the AGM. Similarly, in respect of matters, which can be complied with only where the situation arises, for example, “Report on Corporate governance” is to be a part of Annual Report only, the words “will be complied in the next Annual Report” may be indicated
Ankur Garg
(Company Secretary and Compliance Officer)
(114773 Points)
Replied 09 January 2012
Please find enclosed herewith the desired format.
Rgds
CS,CA F,Numrologi TusharSampat
(CS CA F Numerologist Astrologer Graphologist Face reader Vastu Expert)
(85930 Points)
Replied 09 January 2012
Ankur sir u always override evryones knowledge....too good
dipali shinde
(company secretary)
(163 Points)
Replied 10 January 2012
Dear All,
Clause 49 (IC) (iii) of the Listing Agreement reads thus:
"The Board shall periodically review compliance reports of all laws applicable to the company, prepared by the company as well as steps taken by the company to rectify instances of non-compliances."
So we have to periodically place before the BOD report with regard to compliance of all laws applicabel to a public listed company. This would include not only Companies Act, but all other laws as well.
Can I get a format of such report / certificate which is required to be placed before the Board on Compliance / Non-Compliance of laws applicable to the particular company?
Regards
Dipali Shinde
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