KINDLY PROVIDE THE DETAILED PROCEDURE FOR AUDIT OF STOCK BROKING COMPANY
2 Replies
Pooja
(Final CA)
(502 Points)
Replied 12 December 2012
For Detailed Information You need to Refer Tehnical Guide on Audit of Stock Broker.
Regarding Internal Audit, you can also download anextures from Bse,NSE,MCX sites... it will help you to know what is to be checked. You can also study circulars related to relevant audit period on the website (BSE,NSE,MCX).
Hope this helps.
abhi
(Articles)
(85 Points)
Replied 13 December 2012
Refer Technical guide issued by ICAI
"https://220.227.161.86/27992iasb17602stock.pdf ".
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