Articles by CS Lalit Rajput

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FAQs on DIR-3 KYC: Part 1

CS Lalit Rajput 23 June 2022 at 09:05

Important Questions on Filing of DIR-3 KYC

Corporate Compliance Calendar for the m/o June, 2022

CS Lalit Rajput 07 June 2022 at 14:26

This article contains various Compliance requirements for the Month of June, 2022 under various Statutory Laws. Compliance means "adhering to rules and regulations"

SEBI | Investor Grievance Redressal Mechanism

CS Lalit Rajput 04 June 2022 at 11:58

In order to protect the interests of investors insecurities and to promote the development of, and to regulate the securities market, SEBI vide Circular No. SEBI/HO/MIRSD/DOS3/P/CIR/2022/78 dated 03rd June 2022 has issued notification related to "Investor Redressal Grievance Mechanism"

SEBI revised prior approval for change in control of Portfolio Managers

CS Lalit Rajput 03 June 2022 at 10:20

In order to protect the interests of investors insecurities market and to promote the development of, and to regulate the securities market, Securities and Exchange Board of India (SEBI) vide Circular No. SEBI/HO/IMD-I/DOF1/P/CIR/2022/77 dated 02nd June, 2022 has issued notification related to "Procedure for seeking prior approval for change in control of Portfolio Managers"

SEBI Modified Cyber Security and Cyber Resilience Framework of Qualified RTAs

CS Lalit Rajput 31 May 2022 at 10:03

In order to protect the interests of investors in securities and to promote the development of, and to regulate the securities market, SEBI has issued notification related to Modification in Cyber Security and Cyber resilience framework of Qualified Registrars to an Issue and Share Transfer Agents ("QRTAs")

Statutory Tax Compliance Tracker for the m/o June 2022

CS Lalit Rajput 30 May 2022 at 08:28

The article lists down Statutory Tax Compliance Tracker for the m/o June 2022

Consultation Paper on framework related entities having listed debt securities only

CS Lalit Rajput 27 May 2022 at 12:15

Securities and Exchange Board of India (SEBI) on 20th May, 2022 has released Consultation paper on introducing Framework of Schemes of Arrangement for entities that have listed only debt securities/ NCRPS'.

SEBI simplifies procedure and formats for issuance of duplicate securities certificates

CS Lalit Rajput 26 May 2022 at 11:00

Simplification of procedure and standardization of formats of documents for issuance of duplicate securities certificates

Appointment of Cost Auditor - Quick Process

CS Lalit Rajput 23 May 2022 at 17:41

The primary goal of cost audit is to ensure that the cost relating to production and sales encompass only those factors which are imperative and that those factors are utilized most effectively.