LAW Articles
SEBI Circular on Penalty for Repeated Delivery Default
CS Lalit Rajput 19 August 2021 at 09:26The need of the circular is to protect the interest of investors in securities, to promote the development of, and to regulate the securities market.
SEBI issues guidelines on issuance of NCDs along with warrants
CS Lalit Rajput 19 August 2021 at 09:24SEBI has issued guidelines for non-convertible debentures with warrants products, whereby it made the electronic book platform mandatory for the non-convertible debt instruments portion of the issue.
Understanding the concept of Transmission of Securities
Devershi Gupta 19 August 2021 at 09:23'Transmission of Securities' means transferring the ownership of securities to legal heirs or successor or nominee or surviving joint holder, by operation of law, in case of death of a security holder, insolvency, inheritance or lunacy of the member.
Recent Amendments in SEBI Regulations
CS Tanveer Singh Saluja 17 August 2021 at 14:49Discussing the 6 major amendments made in SEBI Regulations including SEBI (Alternative Investment Funds) (Fourth Amendment) Regulations, 2021 and SEBI (Depositories and Participants) (Amendment) Regulations, 2021 etc.
How does SEBI Protect the Interest of Investors?
Poojitha Raam 14 August 2021 at 16:50Investor protection is a wide term that defines measures to protect the investors from malpractices of companies, merchant bankers, depository participants and other intermediaries.
Analysis: SEBI (Issue And Listing Of Non-Convertible Securities) Regulations, 2021
CS Tanveer Singh Saluja 10 August 2021 at 14:10SEBI in its BM held on 29th June 2021 merged the SEBI (Issue and Listing of Debt Securities) Regulations, 2008 and SEBI (Non-Convertible Redeemable Preference Shares) Regulations, 2013 into a single Regulation.
Major Decisions Taken at SEBI Board Meeting on 6th August 2021
CS Tanveer Singh Saluja 07 August 2021 at 16:03On 06th August 2021, the Board of SEBI met in Mumbai. In the said meeting, the Board took various important decisions. Same has been discussed in this article. ..
Analysis: SEBI (LODR) (Third Amendment) Regulations, 2021
CS Tanveer Singh Saluja 07 August 2021 at 13:27SEBI has notified a new set of regulations to amend the existing SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 which shall come into force as on the date of its publication in the Official Gazette.
Analysis: SEBI (Investment Advisers) (Third Amendment) Regulations, 2021
CS Tanveer Singh Saluja 07 August 2021 at 13:27SEBI has notified a new set of regulations to amend the existing SEBI (Investment Advisers) Regulations, 2013 which shall come into force as on the date of its publication in the Official Gazette.
Analysis: SEBI (Prohibition of Insider Trading) (Second Amendment) Regulations, 2021
CS Tanveer Singh Saluja 07 August 2021 at 13:10SEBI has notified a new set of regulations to amend the existing SEBI (Prohibition of Insider Trading) Regulations, 2015 which shall come into force as on the date of its publication in the Official Gazette.
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